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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVSP icon
601
Univest Financial
UVSP
$1.23B
$383K ﹤0.01%
+13,974
New +$375K
EFSC icon
602
Enterprise Financial Services Corp
EFSC
$2.41B
$382K ﹤0.01%
+8,433
New +$378K
MRVI icon
603
Maravai LifeSciences
MRVI
$990M
$382K ﹤0.01%
+7,781
New +$380K
OZK icon
604
Bank OZK
OZK
$5.54B
$382K ﹤0.01%
+8,882
New +$370K
EMKR
605
DELISTED
Emcore Corp
EMKR
$382K ﹤0.01%
+5,105
New +$408K
CADE
606
DELISTED
Cadence Bank
CADE
$381K ﹤0.01%
12,807
+2,805
+28% +$78.2K
COF icon
607
Capital One
COF
$126B
$381K ﹤0.01%
+2,354
New +$384K
KEY icon
608
KeyCorp
KEY
$24.1B
$381K ﹤0.01%
+17,645
New +$357K
LITS
609
Lite Strategy Inc
LITS
$33.2M
$381K ﹤0.01%
6,905
-510
-7% -$28.1K
PEBO icon
610
Peoples Bancorp
PEBO
$1.46B
$381K ﹤0.01%
+12,048
New +$364K
WGO icon
611
Winnebago Industries
WGO
$880M
$381K ﹤0.01%
5,254
+1,263
+32% +$88.3K
MEDP icon
612
Medpace
MEDP
$16.7B
$380K ﹤0.01%
2,007
-78
-4% -$14.2K
NEU icon
613
NewMarket
NEU
$7.16B
$380K ﹤0.01%
+1,122
New +$368K
SRCE icon
614
1st Source
SRCE
$2.08B
$380K ﹤0.01%
8,052
+825
+11% +$37.6K
TSN icon
615
Tyson Foods
TSN
$21.6B
$380K ﹤0.01%
+4,818
New +$364K
USNA icon
616
Usana Health Sciences
USNA
$412M
$380K ﹤0.01%
4,121
+710
+21% +$68.3K
BOOT icon
617
Boot Barn
BOOT
$4.68B
$379K ﹤0.01%
+4,266
New +$368K
CASH icon
618
Pathward Financial
CASH
$1.82B
$379K ﹤0.01%
7,220
-261
-3% -$13K
NIC icon
619
Nicolet Bankshares
NIC
$3.54B
$379K ﹤0.01%
+5,104
New +$373K
TSM icon
620
TSMC
TSM
$2.04T
$379K ﹤0.01%
3,391
+915
+37% +$107K
CATY icon
621
Cathay General Bancorp
CATY
$4.2B
$378K ﹤0.01%
+9,144
New +$357K
FLGT icon
622
Fulgent Genetics
FLGT
$556M
$378K ﹤0.01%
4,202
+1,101
+36% +$100K
GM icon
623
General Motors
GM
$77.4B
$378K ﹤0.01%
7,178
+1,240
+21% +$65.9K
LFUS icon
624
Littelfuse
LFUS
$10B
$377K ﹤0.01%
+1,380
New +$368K
HTLF
625
DELISTED
Heartland Financial USA, Inc.
HTLF
$377K ﹤0.01%
7,849
+1,360
+21% +$63.1K
23 24
25
26 27

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IC
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DSA
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VARA
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SC
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CB
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CI Investments Inc
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ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.