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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.92B
AUM Growth
+$842M
Cap. Flow
+$865M
Cap. Flow %
9.7%
Top 10 Hldgs %
55.31%
Holding
645
New
424
Increased
121
Reduced
56
Closed
15

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$79.5M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$74.6M
3
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$62M
4
EPD icon
Enterprise Products Partners
EPD
+$58.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$46.2M

Top Sells

Rank Stock Value
1
IDX icon
VanEck Indonesia Index ETF
IDX
+$5.28M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.49M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.33M

Sector Composition

Rank Sector Weight
1 Energy 77.28%
2 Real Estate 0.82%
3 Industrials 0.68%
4 Materials 0.62%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTL
601
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$41K ﹤0.01%
6,348
+785
+14% +$4.91K
UMC icon
602
United Microelectronic
UMC
$48.9B
$24K ﹤0.01%
11,851
-8,504
-42% -$17.8K
BRKL
603
DELISTED
Brookline Bancorp
BRKL
– –
-11,095
Closed -$96K
DHX icon
604
DHI Group
DHX
$166M
– –
-10,920
Closed -$101K
EGHT icon
605
8x8 Inc
EGHT
$247M
– –
-15,050
Closed -$124K
EWZ icon
606
iShares MSCI Brazil ETF
EWZ
$9.05B
– –
-53,161
Closed -$2.33M
GFI icon
607
Gold Fields
GFI
$29.2B
– –
-28,056
Closed -$144K
HYG icon
608
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-31,793
Closed -$2.89M
IDX icon
609
VanEck Indonesia Index ETF
IDX
$31.9M
– –
-182,473
Closed -$5.28M
SIRI icon
610
SiriusXM
SIRI
$10B
– –
-3,220
Closed -$108K
LSI
611
DELISTED
LSI CORPORATION
LSI
– –
-15,136
Closed -$108K
CSE
612
DELISTED
CAPITALSOURCE INC
CSE
– –
-10,992
Closed -$103K
BLC
613
DELISTED
BELO CORP SER A
BLC
– –
-10,855
Closed -$151K
ESV
614
DELISTED
Ensco Rowan plc
ESV
– –
-958
Closed -$223K
CAM
615
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-3,754
Closed -$230K
CEO
616
DELISTED
CNOOC Limited
CEO
– –
-1,331
Closed -$223K
ONE
617
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
– –
-11,445
Closed -$133K
21 22 23 24
25

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PAG
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MMH
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Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, ALPS Advisors held 645 positions worth $8.92B, up 10% from $8.08B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

ALPS Advisors deployed $865M of net new capital in Q3 2013, opening 424 new positions and adding to 121 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 79% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $3.49M trimmed.

  • ALPS Advisors's largest Q3 2013 buy was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2013, an estimated $79.5M increase.
  • ALPS Advisors's biggest Q3 2013 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $3.49M.
  • ALPS Advisors fully exited VanEck Indonesia Index ETF in Q3 2013, selling an estimated $5.28M.
  • ALPS Advisors's ten largest holdings make up 55% of its $8.92B portfolio in Q3 2013.
  • ALPS Advisors opened 424 new positions and closed 15 in Q3 2013.
  • ALPS Advisors's portfolio value rose 10% quarter-over-quarter to $8.92B.

Based on ALPS Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.