We are live on ! Find out more
AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.9B
AUM Growth
+$1.23B
Cap. Flow
+$1B
Cap. Flow %
7.79%
Top 10 Hldgs %
55.6%
Holding
775
New
187
Increased
208
Reduced
211
Closed
169

Top Buys

Rank Stock Value
1
NGLS
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
+$383M
2
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$145M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.6M
4
ETP
Energy Transfer Partners L.p.
ETP
+$75.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$63.9M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$90.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$67.3M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$25.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$15.1M

Sector Composition

Rank Sector Weight
1 Energy 79.76%
2 Materials 1.1%
3 Technology 1.04%
4 Financials 0.97%
5 Industrials 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
576
NOV
NOV
$7.45B
$250K ﹤0.01%
3,282
-113
-3% -$9.34K
SNP
577
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$239K ﹤0.01%
2,733
-206
-7% -$19.9K
SHG icon
578
Shinhan Financial Group
SHG
$33.6B
$231K ﹤0.01%
5,080
-388
-7% -$18.9K
SQM icon
579
Sociedad Química y Minera de Chile
SQM
$19.6B
$227K ﹤0.01%
8,900
-301
-3% -$8.22K
LFC
580
DELISTED
China Life Insurance Company Ltd.
LFC
$222K ﹤0.01%
15,972
-1,137
-7% -$16.3K
MBT
581
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$216K ﹤0.01%
14,486
+3,347
+30% +$61.4K
PXD
582
DELISTED
Pioneer Natural Resource Co.
PXD
$215K ﹤0.01%
1,094
-38
-3% -$8.04K
BHI
583
DELISTED
Baker Hughes
BHI
$215K ﹤0.01%
3,308
-115
-3% -$8.02K
CDE icon
584
Coeur Mining
CDE
$15.6B
$193K ﹤0.01%
+38,938
New +$299K
AU icon
585
AngloGold Ashanti
AU
$40.3B
$181K ﹤0.01%
15,099
-1,157
-7% -$18.9K
GGB icon
586
Gerdau
GGB
$9.44B
$109K ﹤0.01%
28,520
-2,833
-9% -$13K
SID icon
587
Companhia Siderúrgica Nacional
SID
$1.43B
$99K ﹤0.01%
27,947
-3,106
-10% -$14.3K
ASX icon
588
ASE Group
ASX
$80.8B
$79K ﹤0.01%
13,344
-812
-6% -$5.11K
UMC icon
589
United Microelectronic
UMC
$48.9B
$51K ﹤0.01%
25,585
-1,891
-7% -$4.24K
HL icon
590
Hecla Mining
HL
$10.2B
$40K ﹤0.01%
15,974
+1,049
+7% +$3.28K
SIRI icon
591
SiriusXM
SIRI
$10B
$39K ﹤0.01%
1,128
-1,890
-63% -$66.1K
ALU
592
DELISTED
Alcatel-Lucent
ALU
$37K ﹤0.01%
+12,353
New +$42.1K
AFL icon
593
Aflac
AFL
$63.9B
– –
-18,876
Closed -$588K
AGO icon
594
Assured Guaranty
AGO
$3.78B
– –
-22,984
Closed -$563K
ALB icon
595
Albemarle
ALB
$13.5B
– –
-9,336
Closed -$668K
ALL icon
596
Allstate
ALL
$66.9B
– –
-10,876
Closed -$639K
APO icon
597
Apollo Global Management
APO
$70.7B
– –
-18,023
Closed -$500K
AVD icon
598
American Vanguard Corp
AVD
$73.5M
– –
-29,728
Closed -$393K
AXON
599
Axon Enterprise
AXON
$40.5B
– –
-32,884
Closed -$437K
BVN icon
600
Compañía de Minas Buenaventura
BVN
$7.85B
– –
-10,871
Closed -$128K
22 23
24
25 26

Similar funds

PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, ALPS Advisors held 775 positions worth $12.9B, up 11% from $11.6B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

ALPS Advisors deployed $1B of net new capital in Q3 2014, opening 187 new positions and adding to 208 existing holdings. Its largest new stake was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.

By sector, the portfolio is most concentrated in Energy at 80% of assets, up from 79% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was KINDER MORGAN ENER PNTRS L.P., an estimated $90.2M trimmed.

  • ALPS Advisors's largest Q3 2014 buy was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.
  • ALPS Advisors added most to TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT in Q3 2014, an estimated $383M increase.
  • ALPS Advisors's biggest Q3 2014 reduction was KINDER MORGAN ENER PNTRS L.P., cutting an estimated $90.2M.
  • ALPS Advisors fully exited iShares Core S&P Mid-Cap ETF in Q3 2014, selling an estimated $67.3M.
  • ALPS Advisors's ten largest holdings make up 56% of its $12.9B portfolio in Q3 2014.
  • ALPS Advisors opened 187 new positions and closed 169 in Q3 2014.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q3 2014, filed 24 Nov 2014.