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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.92B
AUM Growth
+$842M
Cap. Flow
+$865M
Cap. Flow %
9.7%
Top 10 Hldgs %
55.31%
Holding
645
New
424
Increased
121
Reduced
56
Closed
15

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$79.5M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$74.6M
3
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$62M
4
EPD icon
Enterprise Products Partners
EPD
+$58.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$46.2M

Top Sells

Rank Stock Value
1
IDX icon
VanEck Indonesia Index ETF
IDX
+$5.28M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.49M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.33M

Sector Composition

Rank Sector Weight
1 Energy 77.28%
2 Real Estate 0.82%
3 Industrials 0.68%
4 Materials 0.62%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOR
576
DELISTED
QUESTCOR PHARMA INC
QCOR
$223K ﹤0.01%
+3,852
New +$229K
DUK icon
577
Duke Energy
DUK
$102B
$222K ﹤0.01%
3,331
– –
PWR icon
578
Quanta Services
PWR
$93.9B
$221K ﹤0.01%
8,021
-3,535
-31% -$95.6K
PXD
579
DELISTED
Pioneer Natural Resource Co.
PXD
$221K ﹤0.01%
+1,170
New +$199K
RSG icon
580
Republic Services
RSG
$66.7B
$218K ﹤0.01%
6,538
– –
JLL icon
581
Jones Lang LaSalle
JLL
$15.1B
$217K ﹤0.01%
2,480
– –
QEP
582
DELISTED
QEP RESOURCES, INC.
QEP
$217K ﹤0.01%
7,854
– –
CPN
583
DELISTED
Calpine Corporation
CPN
$216K ﹤0.01%
11,097
– –
GMCR
584
DELISTED
KEURIG GREEN MTN INC
GMCR
$216K ﹤0.01%
+2,874
New +$227K
AMT icon
585
American Tower
AMT
$77.7B
$215K ﹤0.01%
2,902
– –
CTRX
586
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$214K ﹤0.01%
4,652
– –
CIE
587
DELISTED
Cobalt International Energy, Inc
CIE
$212K ﹤0.01%
569
-7
-1% -$2.83K
PIR
588
DELISTED
Pier 1 Imports, Inc.
PIR
$210K ﹤0.01%
+538
New +$243K
KO icon
589
Coca-Cola
KO
$354B
$209K ﹤0.01%
5,525
– –
MRO
590
DELISTED
Marathon Oil Corporation
MRO
$208K ﹤0.01%
5,960
-300
-5% -$10.7K
BIDU icon
591
Baidu
BIDU
$35.8B
$207K ﹤0.01%
1,336
-912
-41% -$118K
CAG icon
592
Conagra Brands
CAG
$7.07B
$204K ﹤0.01%
8,649
– –
EXPE icon
593
Expedia Group
EXPE
$31.2B
$203K ﹤0.01%
3,912
– –
BTU
594
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$198K ﹤0.01%
766
-6
-0.8% -$1.53K
VEDL
595
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$182K ﹤0.01%
16,112
+5,160
+47% +$50.5K
GGB icon
596
Gerdau
GGB
$9.44B
$179K ﹤0.01%
30,183
-4,032
-12% -$21.7K
AA icon
597
Alcoa
AA
$11.7B
$171K ﹤0.01%
8,770
-1,207
-12% -$23.4K
BVN icon
598
Compañía de Minas Buenaventura
BVN
$7.85B
$148K ﹤0.01%
12,648
+2,100
+20% +$27.8K
SID icon
599
Companhia Siderúrgica Nacional
SID
$1.43B
$128K ﹤0.01%
29,934
-4,000
-12% -$13.7K
HL icon
600
Hecla Mining
HL
$10.2B
$48K ﹤0.01%
15,262
+4,800
+46% +$15.7K
21 22 23
24
25

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ALPS Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, ALPS Advisors held 645 positions worth $8.92B, up 10% from $8.08B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

ALPS Advisors deployed $865M of net new capital in Q3 2013, opening 424 new positions and adding to 121 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 79% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $3.49M trimmed.

  • ALPS Advisors's largest Q3 2013 buy was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2013, an estimated $79.5M increase.
  • ALPS Advisors's biggest Q3 2013 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $3.49M.
  • ALPS Advisors fully exited VanEck Indonesia Index ETF in Q3 2013, selling an estimated $5.28M.
  • ALPS Advisors's ten largest holdings make up 55% of its $8.92B portfolio in Q3 2013.
  • ALPS Advisors opened 424 new positions and closed 15 in Q3 2013.
  • ALPS Advisors's portfolio value rose 10% quarter-over-quarter to $8.92B.

Based on ALPS Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.