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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYD icon
551
Boyd Gaming
BYD
$6.47B
$452K 0.01%
6,899
+125
+2% +$7.93K
DDS icon
552
Dillards
DDS
$8.87B
$452K 0.01%
1,846
+36
+2% +$9.47K
VTGN icon
553
VistaGen Therapeutics
VTGN
$9.29M
$451K 0.01%
7,704
-177
-2% -$11.5K
WLL
554
DELISTED
Whiting Petroleum Corporation
WLL
$451K 0.01%
6,979
+90
+1% +$5.9K
ABTX
555
DELISTED
Allegiance Bancshares
ABTX
$449K 0.01%
10,648
+134
+1% +$5.47K
ATH
556
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$448K 0.01%
5,378
+68
+1% +$5.58K
KLAC icon
557
KLA
KLAC
$275B
$447K 0.01%
10,390
+200
+2% +$7.72K
SNV
558
DELISTED
Synovus
SNV
$447K 0.01%
9,343
+118
+1% +$5.59K
PHM icon
559
Pultegroup
PHM
$24.5B
$446K 0.01%
7,802
-19,025
-71% -$975K
NIC icon
560
Nicolet Bankshares
NIC
$3.57B
$443K 0.01%
5,168
+64
+1% +$4.88K
UMBF icon
561
UMB Financial
UMBF
$10.7B
$443K 0.01%
4,176
+54
+1% +$5.57K
MEDP icon
562
Medpace
MEDP
$16.8B
$442K 0.01%
2,032
+25
+1% +$5.24K
IBCP icon
563
Independent Bank Corp
IBCP
$776M
$441K 0.01%
18,493
+237
+1% +$5.42K
BUSE icon
564
First Busey Corp
BUSE
$2.52B
$440K 0.01%
16,234
+208
+1% +$5.51K
LFUS icon
565
Littelfuse
LFUS
$10.2B
$440K 0.01%
1,398
+18
+1% +$5.44K
SFBS
566
ServisFirst Bancshares
SFBS
$4.79B
$440K 0.01%
5,183
+64
+1% +$5.22K
BY icon
567
Byline Bancorp
BY
$1.75B
$439K ﹤0.01%
16,056
+204
+1% +$5.38K
LCII icon
568
LCI Industries
LCII
$2.51B
$439K ﹤0.01%
2,815
+36
+1% +$5.36K
AUTL
569
Autolus Therapeutics
AUTL
$386M
$438K ﹤0.01%
+84,382
New +$506K
MTH icon
570
Meritage Homes
MTH
$4.87B
$438K ﹤0.01%
7,170
+84
+1% +$4.69K
CENT icon
571
Central Garden & Pet Co
CENT
$2.74B
$437K ﹤0.01%
10,384
+135
+1% +$5.54K
GPI icon
572
Group 1 Automotive
GPI
$3.94B
$437K ﹤0.01%
2,239
+26
+1% +$5.05K
MGY icon
573
Magnolia Oil & Gas
MGY
$5.83B
$437K ﹤0.01%
23,176
+301
+1% +$5.97K
CASH icon
574
Pathward Financial
CASH
$1.81B
$436K ﹤0.01%
7,313
+93
+1% +$5.56K
PFBC icon
575
Preferred Bank
PFBC
$1.22B
$436K ﹤0.01%
6,073
+77
+1% +$5.32K
21 22
23
24 25

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MMH
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.