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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
551
Halliburton
HAL
$27.9B
$329K ﹤0.01%
6,715
-532
-7% -$27.5K
INFY icon
552
Infosys
INFY
$45B
$328K ﹤0.01%
+44,784
New +$302K
NSR
553
DELISTED
Neustar Inc
NSR
$322K ﹤0.01%
9,504
+4,620
+95% +$222K
REGI
554
DELISTED
Renewable Energy Group, Inc.
REGI
$318K ﹤0.01%
31,766
+15,406
+94% +$190K
GORO icon
555
Goldgroup Mining Inc.
GORO
$151M
$304K ﹤0.01%
65,921
+31,973
+94% +$164K
CEO
556
DELISTED
CNOOC Limited
CEO
$286K ﹤0.01%
+1,856
New +$369K
BWX icon
557
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$271K ﹤0.01%
+9,346
New +$273K
NOV icon
558
NOV
NOV
$7.45B
$271K ﹤0.01%
4,011
+2
+0% +$145
APA icon
559
APA Corp
APA
$12.8B
$270K ﹤0.01%
3,365
+106
+3% +$9.44K
RGLD icon
560
Royal Gold
RGLD
$17.1B
$252K ﹤0.01%
4,501
-2,366
-34% -$112K
AA icon
561
Alcoa
AA
$11.7B
$243K ﹤0.01%
8,771
+1
+0% +$22
PKX icon
562
POSCO
PKX
$15.8B
$243K ﹤0.01%
+3,581
New +$272K
AU icon
563
AngloGold Ashanti
AU
$40.3B
$241K ﹤0.01%
16,471
-1,355
-8% -$18.5K
LFC
564
DELISTED
China Life Insurance Company Ltd.
LFC
$235K ﹤0.01%
+17,304
New +$250K
PTR
565
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$234K ﹤0.01%
+2,445
New +$280K
VLO icon
566
Valero Energy
VLO
$89.8B
$231K ﹤0.01%
+4,519
New +$190K
SNP
567
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$231K ﹤0.01%
+2,934
New +$242K
SQM icon
568
Sociedad Química y Minera de Chile
SQM
$19.6B
$230K ﹤0.01%
9,497
-1,536
-14% -$39.7K
SHG icon
569
Shinhan Financial Group
SHG
$33.6B
$228K ﹤0.01%
+5,508
New +$236K
BHI
570
DELISTED
Baker Hughes
BHI
$212K ﹤0.01%
+3,747
New +$205K
EWT icon
571
iShares MSCI Taiwan ETF
EWT
$10B
$206K ﹤0.01%
+7,583
New +$216K
EPI icon
572
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$196K ﹤0.01%
+12,131
New +$202K
GGB icon
573
Gerdau
GGB
$9.44B
$169K ﹤0.01%
30,186
+3
+0% +$19
BVN icon
574
Compañía de Minas Buenaventura
BVN
$7.85B
$140K ﹤0.01%
11,258
-1,390
-11% -$17.2K
SID icon
575
Companhia Siderúrgica Nacional
SID
$1.43B
$139K ﹤0.01%
29,938
+4
+0% +$22
21 22
23
24 25

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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.