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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.92B
AUM Growth
+$842M
Cap. Flow
+$865M
Cap. Flow %
9.7%
Top 10 Hldgs %
55.31%
Holding
645
New
424
Increased
121
Reduced
56
Closed
15

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$79.5M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$74.6M
3
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$62M
4
EPD icon
Enterprise Products Partners
EPD
+$58.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$46.2M

Top Sells

Rank Stock Value
1
IDX icon
VanEck Indonesia Index ETF
IDX
+$5.28M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.49M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.33M

Sector Composition

Rank Sector Weight
1 Energy 77.28%
2 Real Estate 0.82%
3 Industrials 0.68%
4 Materials 0.62%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDC
551
DELISTED
M.D.C. Holdings, Inc.
MDC
$235K ﹤0.01%
+10,888
New +$240K
GHL
552
DELISTED
Greenhill & Co., Inc.
GHL
$235K ﹤0.01%
+4,712
New +$232K
FRAN
553
DELISTED
Francesca's Holdings Corporation
FRAN
$235K ﹤0.01%
+1,052
New +$301K
CFNL
554
DELISTED
Cardinal Financial Corp
CFNL
$234K ﹤0.01%
+14,153
New +$234K
LGND icon
555
Ligand Pharmaceuticals
LGND
$6.02B
$233K ﹤0.01%
+8,631
New +$243K
ARIA
556
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$233K ﹤0.01%
12,640
-100
-0.8% -$1.94K
WAGE
557
DELISTED
WageWorks, Inc.
WAGE
$232K ﹤0.01%
+4,596
New +$190K
CCI icon
558
Crown Castle
CCI
$32.7B
$231K ﹤0.01%
3,169
– –
OSG
559
Octave Specialty Group
OSG
$252M
$230K ﹤0.01%
+12,660
New +$288K
QVCGA
560
DELISTED
QVC Group Inc Series A
QVCGA
$230K ﹤0.01%
238
– –
PNRA
561
DELISTED
Panera Bread Co
PNRA
$230K ﹤0.01%
+1,448
New +$252K
MYGN icon
562
Myriad Genetics
MYGN
$530M
$229K ﹤0.01%
+9,736
New +$277K
PGTI
563
DELISTED
PGT, Inc.
PGTI
$229K ﹤0.01%
+23,080
New +$233K
VR
564
DELISTED
Validus Hold Ltd
VR
$229K ﹤0.01%
6,197
– –
VMW
565
DELISTED
VMware, Inc
VMW
$227K ﹤0.01%
+2,804
New +$227K
RKT
566
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$227K ﹤0.01%
+4,480
New +$250K
MA icon
567
Mastercard
MA
$477B
$226K ﹤0.01%
+3,360
New +$211K
EIX icon
568
Edison International
EIX
$30.7B
$225K ﹤0.01%
4,883
– –
GORO icon
569
Goldgroup Mining Inc.
GORO
$151M
$225K ﹤0.01%
+33,948
New +$269K
LNT icon
570
Alliant Energy
LNT
$19.4B
$225K ﹤0.01%
9,066
– –
HOLX
571
DELISTED
Hologic
HOLX
$224K ﹤0.01%
10,839
– –
ADT
572
DELISTED
ADT Corp
ADT
$224K ﹤0.01%
5,506
– –
SWI
573
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$224K ﹤0.01%
+6,388
New +$250K
CHD icon
574
Church & Dwight Co
CHD
$23.1B
$223K ﹤0.01%
7,434
-3,360
-31% -$103K
MSGS icon
575
Madison Square Garden
MSGS
$9.54B
$223K ﹤0.01%
5,372
– –
21 22
23
24 25

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, ALPS Advisors held 645 positions worth $8.92B, up 10% from $8.08B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

ALPS Advisors deployed $865M of net new capital in Q3 2013, opening 424 new positions and adding to 121 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 79% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $3.49M trimmed.

  • ALPS Advisors's largest Q3 2013 buy was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2013, an estimated $79.5M increase.
  • ALPS Advisors's biggest Q3 2013 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $3.49M.
  • ALPS Advisors fully exited VanEck Indonesia Index ETF in Q3 2013, selling an estimated $5.28M.
  • ALPS Advisors's ten largest holdings make up 55% of its $8.92B portfolio in Q3 2013.
  • ALPS Advisors opened 424 new positions and closed 15 in Q3 2013.
  • ALPS Advisors's portfolio value rose 10% quarter-over-quarter to $8.92B.

Based on ALPS Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.