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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONTO icon
526
Onto Innovation
ONTO
$13.6B
$468K 0.01%
4,628
+59
+1% +$5.09K
UCB
527
United Community Banks
UCB
$4.22B
$468K 0.01%
13,011
+167
+1% +$5.83K
ALPN
528
DELISTED
Alpine Immune Sciences Inc
ALPN
$468K 0.01%
33,815
+4,511
+15% +$55.9K
BOKF icon
529
BOK Financial
BOKF
$8.64B
$465K 0.01%
4,408
+53
+1% +$5.44K
FDS icon
530
Factset
FDS
$9.05B
$465K 0.01%
957
+10
+1% +$4.48K
BLD
531
DELISTED
TopBuild
BLD
$464K 0.01%
1,680
+19
+1% +$4.86K
GWW icon
532
W.W. Grainger
GWW
$65.3B
$463K 0.01%
894
+8
+0.9% +$3.77K
NBHC icon
533
National Bank Holdings
NBHC
$1.93B
$463K 0.01%
10,534
+137
+1% +$5.97K
AOS icon
534
A.O. Smith
AOS
$8.38B
$462K 0.01%
5,387
-7,942
-60% -$605K
TREX icon
535
Trex
TREX
$4.51B
$462K 0.01%
3,420
+40
+1% +$4.8K
LNT icon
536
Alliant Energy
LNT
$19.4B
$461K 0.01%
7,493
-7,921
-51% -$454K
SKY icon
537
Champion Homes
SKY
$4.48B
$461K 0.01%
5,832
+73
+1% +$5.27K
CCS icon
538
Century Communities
CCS
$2B
$460K 0.01%
5,628
+69
+1% +$4.93K
ACBI
539
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$460K 0.01%
15,990
+207
+1% +$5.85K
AAWW
540
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$460K 0.01%
4,887
+63
+1% +$5.43K
HZO icon
541
MarineMax
HZO
$800M
$459K 0.01%
7,782
+101
+1% +$5.41K
WTFC icon
542
Wintrust Financial
WTFC
$10.7B
$457K 0.01%
5,030
+62
+1% +$5.53K
HLIO icon
543
Helios Technologies
HLIO
$2.64B
$456K 0.01%
4,336
+53
+1% +$5.15K
ENIC icon
544
Enel Chile
ENIC
$5.96B
$455K 0.01%
251,368
+31,240
+14% +$66.8K
GERN icon
545
Geron
GERN
$911M
$455K 0.01%
372,596
-20,350
-5% -$29.2K
UNP icon
546
Union Pacific
UNP
$183B
$455K 0.01%
1,808
+21
+1% +$4.97K
MIC
547
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$455K 0.01%
124,637
+45,708
+58% +$299K
ADP icon
548
Automatic Data Processing
ADP
$100B
$454K 0.01%
1,842
+23
+1% +$5.21K
CSX icon
549
CSX Corp
CSX
$98.6B
$454K 0.01%
12,071
+154
+1% +$5.43K
DHI icon
550
D.R. Horton
DHI
$41B
$454K 0.01%
4,190
+54
+1% +$5.2K
20 21
22
23 24

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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.