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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.9B
AUM Growth
+$1.23B
Cap. Flow
+$1B
Cap. Flow %
7.79%
Top 10 Hldgs %
55.6%
Holding
775
New
187
Increased
208
Reduced
211
Closed
169

Top Buys

Rank Stock Value
1
NGLS
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
+$383M
2
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$145M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.6M
4
ETP
Energy Transfer Partners L.p.
ETP
+$75.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$63.9M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$90.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$67.3M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$25.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$15.1M

Sector Composition

Rank Sector Weight
1 Energy 79.76%
2 Materials 1.1%
3 Technology 1.04%
4 Financials 0.97%
5 Industrials 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
526
Universal Display
OLED
$3.71B
$539K ﹤0.01%
16,505
-1,143
-6% -$37.7K
PEGA icon
527
Pegasystems
PEGA
$4.41B
$539K ﹤0.01%
56,460
-6,200
-10% -$66.9K
PRIM icon
528
Primoris Services
PRIM
$4.69B
$537K ﹤0.01%
+20,000
New +$548K
PKD
529
DELISTED
Parker Drilling Company
PKD
$537K ﹤0.01%
+7,247
New +$668K
AREX
530
DELISTED
Approach Resources Inc.
AREX
$537K ﹤0.01%
37,035
+8,407
+29% +$157K
PER
531
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$536K ﹤0.01%
55,160
+5,495
+11% +$64.5K
FSM icon
532
Fortuna Silver Mines
FSM
$2.59B
$533K ﹤0.01%
+131,221
New +$671K
ILG
533
DELISTED
ILG, Inc Common Stock
ILG
$533K ﹤0.01%
27,989
+5,110
+22% +$108K
ARLP icon
534
Alliance Resource Partners
ARLP
$3.18B
$532K ﹤0.01%
12,422
-2,210
-15% -$105K
HA
535
DELISTED
Hawaiian Holdings, Inc.
HA
$531K ﹤0.01%
+39,500
New +$570K
SM icon
536
SM Energy
SM
$7.96B
$530K ﹤0.01%
+6,800
New +$555K
ANIK icon
537
Anika Therapeutics
ANIK
$199M
$528K ﹤0.01%
14,416
+580
+4% +$25.1K
PGTI
538
DELISTED
PGT, Inc.
PGTI
$527K ﹤0.01%
56,494
+5,080
+10% +$47.9K
PDLI
539
DELISTED
PDL BioPharma, Inc.
PDLI
$526K ﹤0.01%
70,378
+840
+1% +$7.8K
WLH
540
DELISTED
WILLIAM LYON HOMES
WLH
$524K ﹤0.01%
+23,700
New +$618K
ATRO icon
541
Astronics
ATRO
$3.45B
$521K ﹤0.01%
19,935
+382
+2% +$10.5K
HLX icon
542
Helix Energy Solutions
HLX
$1.46B
$521K ﹤0.01%
+23,600
New +$602K
VRA icon
543
Vera Bradley
VRA
$105M
$520K ﹤0.01%
25,163
+3,962
+19% +$83.4K
SLCA
544
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$519K ﹤0.01%
+8,300
New +$516K
ENOC
545
DELISTED
EnerNOC, Inc.
ENOC
$519K ﹤0.01%
+30,600
New +$572K
WGO icon
546
Winnebago Industries
WGO
$870M
$518K ﹤0.01%
+23,800
New +$582K
NG icon
547
NovaGold Resources
NG
$2.6B
$516K ﹤0.01%
+170,423
New +$639K
THRM icon
548
Gentherm
THRM
$1.31B
$513K ﹤0.01%
12,139
-6,433
-35% -$302K
OME
549
DELISTED
Omega Protein
OME
$509K ﹤0.01%
+40,700
New +$567K
GEOS icon
550
Geospace Technologies
GEOS
$91.6M
$506K ﹤0.01%
14,407
+6,155
+75% +$258K
20 21
22
23 24

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DSA
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VARA
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ALPS Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, ALPS Advisors held 775 positions worth $12.9B, up 11% from $11.6B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

ALPS Advisors deployed $1B of net new capital in Q3 2014, opening 187 new positions and adding to 208 existing holdings. Its largest new stake was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.

By sector, the portfolio is most concentrated in Energy at 80% of assets, up from 79% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was KINDER MORGAN ENER PNTRS L.P., an estimated $90.2M trimmed.

  • ALPS Advisors's largest Q3 2014 buy was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.
  • ALPS Advisors added most to TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT in Q3 2014, an estimated $383M increase.
  • ALPS Advisors's biggest Q3 2014 reduction was KINDER MORGAN ENER PNTRS L.P., cutting an estimated $90.2M.
  • ALPS Advisors fully exited iShares Core S&P Mid-Cap ETF in Q3 2014, selling an estimated $67.3M.
  • ALPS Advisors's ten largest holdings make up 56% of its $12.9B portfolio in Q3 2014.
  • ALPS Advisors opened 187 new positions and closed 169 in Q3 2014.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q3 2014, filed 24 Nov 2014.