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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OII icon
526
Oceaneering
OII
$5.25B
$402K ﹤0.01%
5,900
+2,870
+95% +$233K
NRP icon
527
Natural Resource Partners
NRP
$1.3B
$401K ﹤0.01%
2,543
+1,232
+94% +$246K
CNP icon
528
CenterPoint Energy
CNP
$29.1B
$399K ﹤0.01%
17,210
+6,087
+55% +$146K
OGE icon
529
OGE Energy
OGE
$10.3B
$399K ﹤0.01%
11,762
+4,484
+62% +$160K
PIR
530
DELISTED
Pier 1 Imports, Inc.
PIR
$399K ﹤0.01%
1,044
+506
+94% +$215K
RMD icon
531
ResMed
RMD
$28.3B
$397K ﹤0.01%
9,102
+4,410
+94% +$223K
ROSE
532
DELISTED
ROSETTA RESOURCES INC
ROSE
$391K ﹤0.01%
9,186
+4,480
+95% +$241K
LL
533
DELISTED
LL Flooring Holdings, Inc.
LL
$389K ﹤0.01%
4,376
+2,100
+92% +$223K
CVLT icon
534
Commault Systems
CVLT
$5.89B
$388K ﹤0.01%
5,616
+2,730
+95% +$214K
PHLT
535
DELISTED
Performant Healthcare Inc
PHLT
$385K ﹤0.01%
45,122
+21,918
+94% +$221K
IDCC icon
536
InterDigital
IDCC
$6.68B
$381K ﹤0.01%
13,268
+6,440
+94% +$218K
TNH
537
DELISTED
Terra Nitrogen
TNH
$381K ﹤0.01%
2,426
+1,190
+96% +$212K
PBR icon
538
Petrobras
PBR
$121B
$378K ﹤0.01%
33,701
-3,246
-9% -$50.3K
CRUS icon
539
Cirrus Logic
CRUS
$6.74B
$376K ﹤0.01%
21,485
+10,430
+94% +$225K
ZUMZ icon
540
Zumiez
ZUMZ
$320M
$376K ﹤0.01%
17,482
+8,470
+94% +$236K
EXPR
541
DELISTED
Express, Inc.
EXPR
$375K ﹤0.01%
1,083
+525
+94% +$231K
EPL
542
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
$375K ﹤0.01%
13,966
+6,790
+95% +$217K
CTB
543
DELISTED
Cooper Tire & Rubber Co.
CTB
$368K ﹤0.01%
15,724
+7,630
+94% +$189K
LF
544
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$368K ﹤0.01%
51,702
+25,083
+94% +$213K
SDRL
545
DELISTED
Seadrill Limited Common Stock
SDRL
$366K ﹤0.01%
38
+18
+90% +$212K
ACAT
546
DELISTED
Arctic Cat Inc
ACAT
$359K ﹤0.01%
8,488
+4,130
+95% +$228K
BBBY
547
Bed Bath & Beyond
BBBY
$473M
$358K ﹤0.01%
22,632
+10,994
+94% +$223K
ULTA icon
548
Ulta Beauty
ULTA
$20.4B
$349K ﹤0.01%
4,071
+1,968
+94% +$231K
TFM
549
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$345K ﹤0.01%
9,877
+4,783
+94% +$222K
USNA icon
550
Usana Health Sciences
USNA
$394M
$338K ﹤0.01%
11,278
+5,460
+94% +$209K
20 21
22
23 24

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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.