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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+26.41%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.88B
AUM Growth
+$2.09B
Cap. Flow
+$564M
Cap. Flow %
6.36%
Top 10 Hldgs %
40.05%
Holding
908
New
100
Increased
273
Reduced
455
Closed
75

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$76.1M
2
EPD icon
Enterprise Products Partners
EPD
+$64.2M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$44.1M
4
MPLX icon
MPLX
MPLX
+$22M
5
PAA icon
Plains All American Pipeline
PAA
+$21.6M

Top Sells

Rank Stock Value
1
WRK
WestRock Company
WRK
+$23.3M
2
MXIM
Maxim Integrated Products
MXIM
+$21.9M
3
EMN icon
Eastman Chemical
EMN
+$21.3M
4
DUK icon
Duke Energy
DUK
+$20.8M
5
AVGO icon
Broadcom
AVGO
+$20.1M

Sector Composition

Rank Sector Weight
1 Energy 48.15%
2 Financials 11.06%
3 Technology 6.82%
4 Healthcare 5.49%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
476
Lam Research
LRCX
$337B
$591K 0.01%
12,520
+440
+4% +$18.5K
TRUP icon
477
Trupanion
TRUP
$1.11B
$585K 0.01%
4,883
-3,004
-38% -$284K
MAC icon
478
Macerich
MAC
$7.52B
$584K 0.01%
54,687
-14,951
-21% -$136K
RNAC icon
479
Cartesian Therapeutics
RNAC
$225M
$581K 0.01%
+6,395
New +$555K
IMUX icon
480
Immunic
IMUX
$182M
$573K 0.01%
+3,745
New +$673K
DE icon
481
Deere & Co
DE
$173B
$564K 0.01%
2,098
+281
+15% +$69.8K
CTMX icon
482
CytomX Therapeutics
CTMX
$701M
$547K 0.01%
+83,493
New +$596K
BF.A icon
483
Brown-Forman Class A
BF.A
$13.4B
$540K 0.01%
+7,350
New +$528K
CMRX
484
DELISTED
Chimerix, Inc.
CMRX
$538K 0.01%
+111,370
New +$404K
LITS
485
Lite Strategy Inc
LITS
$33M
$532K 0.01%
10,073
+2,898
+40% +$167K
AOS icon
486
A.O. Smith
AOS
$8.82B
$531K 0.01%
9,678
-555
-5% -$30.6K
SITC icon
487
SITE Centers
SITC
$235M
$525K 0.01%
66,552
-5,543
-8% -$38.7K
CASH icon
488
Pathward Financial
CASH
$1.87B
$521K 0.01%
14,260
-290
-2% -$8.83K
KMDA icon
489
Kamada
KMDA
$407M
$517K 0.01%
+79,710
New +$567K
SFM icon
490
Sprouts Farmers Market
SFM
$7.31B
$517K 0.01%
25,714
-1,496
-5% -$30.6K
NYT icon
491
New York Times
NYT
$12.2B
$514K 0.01%
9,919
-1,102
-10% -$49K
APPS icon
492
Digital Turbine
APPS
$1.02B
$513K 0.01%
9,073
-185
-2% -$7.59K
CHGG icon
493
Chegg
CHGG
$121M
$512K 0.01%
5,666
-2,886
-34% -$229K
NAVI icon
494
Navient
NAVI
$822M
$511K 0.01%
51,996
-4,390
-8% -$41.7K
KN icon
495
Knowles
KN
$3.07B
$510K 0.01%
27,650
-3,069
-10% -$51.3K
LPLA icon
496
LPL Financial
LPLA
$27.4B
$507K 0.01%
4,865
+756
+18% +$67.9K
QADA
497
DELISTED
QAD Inc.
QADA
$503K 0.01%
+7,959
New +$409K
NEO icon
498
NeoGenomics
NEO
$1.74B
$502K 0.01%
9,327
-5,599
-38% -$253K
FBIO icon
499
Fortress Biotech
FBIO
$113M
$499K 0.01%
+10,505
New +$455K
VEDL
500
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$493K 0.01%
+56,100
New +$366K
18 19
20
21 22

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VARA
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ALPS Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, ALPS Advisors held 908 positions worth $8.88B, up 31% from $6.79B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

ALPS Advisors deployed $564M of net new capital in Q4 2020, opening 100 new positions and adding to 273 existing holdings. Its largest new stake was Genuine Parts: 212,300 shares worth $21.3M.

By sector, the portfolio is most concentrated in Energy at 48% of assets, up from 46% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was WestRock Company, an estimated $23.3M trimmed.

  • ALPS Advisors's largest Q4 2020 buy was Genuine Parts: 212,300 shares worth $21.3M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2020, an estimated $76.1M increase.
  • ALPS Advisors's biggest Q4 2020 reduction was WestRock Company, cutting an estimated $23.3M.
  • ALPS Advisors fully exited Duke Energy in Q4 2020, selling an estimated $20.8M.
  • ALPS Advisors's ten largest holdings make up 40% of its $8.88B portfolio in Q4 2020.
  • ALPS Advisors opened 100 new positions and closed 75 in Q4 2020.
  • ALPS Advisors's portfolio value rose 31% quarter-over-quarter to $8.88B.

Based on ALPS Advisors's 13F filing for Q4 2020, filed 3 Feb 2021.