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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HASI icon
26
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$40.1M 0.45%
754,822
+32,771
+5% +$1.89M
RUN icon
27
Sunrun
RUN
$2.37B
$39.5M 0.44%
1,152,046
+98,993
+9% +$4.63M
ENPH icon
28
Enphase Energy
ENPH
$4.84B
$39.4M 0.44%
215,445
-66,037
-23% -$13.8M
PLUG icon
29
Plug Power
PLUG
$2.92B
$38.8M 0.44%
1,375,599
-441,106
-24% -$15.3M
CHPT icon
30
ChargePoint
CHPT
$133M
$38.4M 0.43%
100,728
+20,753
+26% +$9.2M
ORA icon
31
Ormat Technologies
ORA
$6.11B
$32.4M 0.36%
408,653
-14,678
-3% -$1.11M
KMI icon
32
Kinder Morgan
KMI
$73.1B
$31.8M 0.36%
2,001,980
-11,251
-0.6% -$187K
ABBV icon
33
AbbVie
ABBV
$458B
$31.2M 0.35%
230,132
-4,807
-2% -$568K
WMB icon
34
Williams Companies
WMB
$90.5B
$30.7M 0.35%
1,178,784
-69,628
-6% -$1.92M
ITRI icon
35
Itron
ITRI
$3.73B
$30.5M 0.34%
445,538
-7,945
-2% -$559K
CSCO icon
36
Cisco
CSCO
$450B
$30M 0.34%
472,993
-1,370,777
-74% -$78.3M
VTV icon
37
Vanguard Value ETF
VTV
$189B
$29.8M 0.33%
202,290
-3,075
-1% -$439K
BMY icon
38
Bristol-Myers Squibb
BMY
$127B
$29.6M 0.33%
+474,459
New +$27.8M
OKE icon
39
Oneok
OKE
$58.7B
$29.5M 0.33%
502,658
-81,144
-14% -$5.03M
IBM icon
40
IBM
IBM
$202B
$29.1M 0.33%
217,540
+41,184
+23% +$5.17M
MO icon
41
Altria Group
MO
$122B
$29M 0.33%
612,529
+148,441
+32% +$6.8M
INTC icon
42
Intel
INTC
$466B
$28M 0.32%
543,979
+89,440
+20% +$4.57M
CWEN icon
43
Clearway Energy Class C
CWEN
$5B
$27.5M 0.31%
763,229
-911
-0.1% -$32.2K
HPE icon
44
Hewlett Packard
HPE
$63.2B
$27.4M 0.31%
1,739,503
+124,532
+8% +$1.88M
XOM icon
45
ExxonMobil
XOM
$651B
$27.4M 0.31%
447,663
+19,447
+5% +$1.22M
BLDP
46
Ballard Power Systems
BLDP
$874M
$27M 0.3%
2,153,346
-73,647
-3% -$1.11M
T icon
47
AT&T
T
$165B
$26.4M 0.3%
1,421,899
+224,160
+19% +$4.19M
MMM icon
48
3M
MMM
$89B
$26.4M 0.3%
177,685
+9,629
+6% +$1.43M
VZ icon
49
Verizon
VZ
$194B
$25.9M 0.29%
497,802
+27,411
+6% +$1.43M
PPL
50
PPL Corp
PPL
$27.3B
$25.2M 0.28%
838,317
+25,652
+3% +$740K
1
2
3 4 5

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VARA
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.