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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.8B
AUM Growth
-$14.9M
Cap. Flow
+$218M
Cap. Flow %
1.7%
Top 10 Hldgs %
47.35%
Holding
887
New
65
Increased
163
Reduced
583
Closed
74

Top Buys

Rank Stock Value
1
PSXP
PHILLIPS 66 PARTNERS LP
PSXP
+$102M
2
PAA icon
Plains All American Pipeline
PAA
+$76.3M
3
MPLX icon
MPLX
MPLX
+$46.7M
4
TAP icon
Molson Coors Class B
TAP
+$36.7M
5
KSS icon
Kohl's
KSS
+$36.5M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$37M
2
EIX icon
Edison International
EIX
+$36.3M
3
ETR icon
Entergy
ETR
+$35.8M
4
PKG icon
Packaging Corp of America
PKG
+$35.3M
5
NWL icon
Newell Brands
NWL
+$35.1M

Sector Composition

Rank Sector Weight
1 Energy 62.99%
2 Financials 8.19%
3 Healthcare 3.89%
4 Consumer Discretionary 3.19%
5 Technology 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
26
Yum! Brands
YUM
$41B
$87.8M 0.68%
871,798
-756
-0.1% -$78.3K
WFC icon
27
Wells Fargo
WFC
$261B
$78.4M 0.61%
1,456,394
-1,639
-0.1% -$85.8K
PFE icon
28
Pfizer
PFE
$140B
$69.8M 0.54%
1,878,693
-38,264
-2% -$1.36M
WMT icon
29
Walmart Inc
WMT
$871B
$67.5M 0.53%
1,704,675
-2,451
-0.1% -$97.3K
CAT icon
30
Caterpillar
CAT
$409B
$58.7M 0.46%
397,647
-103,814
-21% -$14.5M
VZ icon
31
Verizon
VZ
$194B
$55.6M 0.43%
905,504
-8,912
-1% -$538K
IVV icon
32
iShares Core S&P 500 ETF
IVV
$876B
$55.5M 0.43%
171,749
-6,275
-4% -$1.94M
VTI icon
33
Vanguard Total Stock Market ETF
VTI
$654B
$51.9M 0.4%
317,332
-12,305
-4% -$1.93M
VEA icon
34
Vanguard FTSE Developed Markets ETF
VEA
$226B
$50.8M 0.4%
1,152,297
-39,160
-3% -$1.67M
UTF icon
35
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$50.1M 0.39%
1,914,058
– –
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$49.8M 0.39%
1,120,834
-27,380
-2% -$1.16M
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.6B
$49.2M 0.38%
610,068
+7,625
+1% +$615K
IJH icon
38
iShares Core S&P Mid-Cap ETF
IJH
$123B
$44.3M 0.35%
1,076,100
-26,875
-2% -$1.07M
WMB icon
39
Williams Companies
WMB
$90.5B
$42.5M 0.33%
1,793,152
+105,345
+6% +$2.41M
WDC icon
40
Western Digital
WDC
$179B
$40.6M 0.32%
846,213
+136,664
+19% +$5.7M
M icon
41
Macy's
M
$6.15B
$40.3M 0.31%
2,370,734
+257,702
+12% +$4.03M
OXY icon
42
Occidental Petroleum
OXY
$57B
$39.1M 0.3%
947,951
+151,137
+19% +$6.05M
XOM icon
43
ExxonMobil
XOM
$651B
$38.8M 0.3%
555,489
+498,830
+880% +$34.5M
T icon
44
AT&T
T
$165B
$38.6M 0.3%
1,306,551
-13,309
-1% -$384K
SO icon
45
Southern Company
SO
$110B
$38.2M 0.3%
599,688
-5,776
-1% -$358K
KSS icon
46
Kohl's
KSS
$2.03B
$38M 0.3%
746,553
+718,735
+2,584% +$36.5M
D icon
47
Dominion Energy
D
$62.5B
$38M 0.3%
458,737
-13,360
-3% -$1.09M
ABBV icon
48
AbbVie
ABBV
$458B
$38M 0.3%
428,996
-97,800
-19% -$8.12M
AVGO icon
49
Broadcom
AVGO
$1.82T
$37.9M 0.3%
1,198,230
+1,096,160
+1,074% +$33.3M
WRK
50
DELISTED
WestRock Company
WRK
$37.8M 0.3%
882,028
-38,876
-4% -$1.52M
1
2
3 4 5

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ALPS Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, ALPS Advisors held 887 positions worth $12.8B, down 0.12% from $12.8B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

ALPS Advisors's Q4 2019 filing shows 65 new, 163 increased, 583 reduced and 74 closed positions. Its largest new stake was CenterPoint Energy: 1,338,870 shares worth $36.5M. The largest sale was Qualcomm, an estimated $37M.

By sector, the portfolio is most concentrated in Energy at 63% of assets, down from 65% a quarter earlier, followed by Financials and Healthcare.

  • ALPS Advisors's largest Q4 2019 buy was CenterPoint Energy: 1,338,870 shares worth $36.5M.
  • ALPS Advisors added most to PHILLIPS 66 PARTNERS LP in Q4 2019, an estimated $102M increase.
  • ALPS Advisors's biggest Q4 2019 reduction was Qualcomm, cutting an estimated $37M.
  • ALPS Advisors fully exited Edison International in Q4 2019, selling an estimated $36.3M.
  • ALPS Advisors's ten largest holdings make up 47% of its $12.8B portfolio in Q4 2019.
  • ALPS Advisors opened 65 new positions and closed 74 in Q4 2019.
  • ALPS Advisors's portfolio value fell 0.12% quarter-over-quarter to $12.8B.

Based on ALPS Advisors's 13F filing for Q4 2019, filed 7 Feb 2020.