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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 23.41%
This Fund
S&P 500
This Quarter Est. Return
-15.37%
1 Year Est. Return
+23.41%
3 Year Est. Return
+73.69%
5 Year Est. Return
+99.36%
10 Year Est. Return
+158.5%
AUM
$12.9B
AUM Growth
-$2.36B
Cap. Flow
-$42.7M
Cap. Flow %
-0.33%
Top 10 Hldgs %
46.96%
Holding
1,011
New
68
Increased
275
Reduced
523
Closed
142

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$938M
2
ANDX
Andeavor Logistics LP
ANDX
+$103M
3
MPLX icon
MPLX
MPLX
+$60.2M
4
BPL
Buckeye Partners, L.P.
BPL
+$51.8M
5
WES
Western Gas Partners Lp
WES
+$49.6M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$980M
2
SEP
Spectra Engy Parters Lp
SEP
+$257M
3
EEP
Enbridge Energy Partners
EEP
+$209M
4
SCG
Scana
SCG
+$57M
5
LLY icon
Eli Lilly
LLY
+$49.9M

Sector Composition

Rank Sector Weight
1 Energy 63.23%
2 Miscellaneous 9.02%
3 Financials 7.42%
4 Healthcare 3.91%
5 Consumer Discretionary 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$953B
$107M 0.83%
1,092,241
+9,866
+0.9% +$1.05M
BND icon
27
Vanguard Total Bond Market
BND
$163B
$97.7M 0.76%
1,233,906
-37,822
-3% -$2.96M
PFE icon
28
Pfizer
PFE
$162B
$92.9M 0.72%
2,243,307
-219,239
-9% -$9.1M
YUM icon
29
Yum! Brands
YUM
$41.1B
$80M 0.62%
869,832
-210
-0% -$18.8K
CSCO icon
30
Cisco
CSCO
$431B
$79.4M 0.62%
1,832,338
+142
+0% +$6.5K
CAT icon
31
Caterpillar
CAT
$374B
$63.8M 0.5%
502,375
-34
-0% -$4.42K
VEA icon
32
Vanguard FTSE Developed Markets ETF
VEA
$241B
$57.8M 0.45%
1,558,566
+52,834
+4% +$2.09M
BSV icon
33
Vanguard Short-Term Bond ETF
BSV
$46.5B
$57.5M 0.45%
732,121
+4,055
+0.6% +$316K
WFC icon
34
Wells Fargo
WFC
$272B
$57.5M 0.45%
1,247,548
-863,792
-41% -$44.2M
VZ icon
35
Verizon
VZ
$208B
$56M 0.43%
995,442
-172,280
-15% -$9.78M
WMT icon
36
Walmart Inc
WMT
$850B
$55.9M 0.43%
1,799,139
-8,481
-0.5% -$272K
IVV icon
37
iShares Core S&P 500 ETF
IVV
$875B
$53.2M 0.41%
211,311
-60,502
-22% -$16.4M
ABBV icon
38
AbbVie
ABBV
$453B
$45.7M 0.35%
495,493
+474,055
+2,211% +$41.7M
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$44.7M 0.35%
1,173,894
-96,917
-8% -$3.75M
VTI icon
40
Vanguard Morningstar Total Stock Market ETF
VTI
$693B
$44.4M 0.34%
348,268
+34,658
+11% +$4.78M
WMB icon
41
Williams Companies
WMB
$90.7B
$43.4M 0.34%
1,967,288
-32,956
-2% -$824K
MET icon
42
MetLife
MET
$62B
$42.4M 0.33%
1,033,386
-9,313
-0.9% -$400K
CF icon
43
CF Industries
CF
$20.2B
$42.4M 0.33%
973,804
+12,650
+1% +$593K
CMI icon
44
Cummins
CMI
$77.2B
$41.7M 0.32%
312,322
+292,471
+1,473% +$41.3M
LYB icon
45
LyondellBasell Industries
LYB
$20.5B
$41.4M 0.32%
498,166
+26,005
+6% +$2.38M
OKE icon
46
Oneok
OKE
$60.2B
$41.3M 0.32%
766,399
-61,232
-7% -$3.8M
GIS icon
47
General Mills
GIS
$20.5B
$40.8M 0.32%
1,048,412
+56,619
+6% +$2.39M
BMY icon
48
Bristol-Myers Squibb
BMY
$136B
$40.7M 0.32%
783,552
+728,580
+1,325% +$39.1M
PFG icon
49
Principal Financial Group
PFG
$25B
$40.6M 0.32%
919,466
+67,513
+8% +$3.32M
IJH icon
50
iShares Core S&P Mid-Cap ETF
IJH
$126B
$40.6M 0.31%
1,221,230
-53,115
-4% -$1.94M
1
2
3 4 5

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ALPS Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, ALPS Advisors held 1,011 positions worth $12.9B, down 15% from $15.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

ALPS Advisors's Q4 2018 filing shows 68 new, 275 increased, 523 reduced and 142 closed positions. Its largest new stake was Kraft Heinz: 825,936 shares worth $35.5M. The largest sale was Energy Transfer Partners, L.P., an estimated $980M.

By sector, the portfolio is most concentrated in Energy at 63% of assets, down from 64% a quarter earlier, followed by Miscellaneous and Financials.

  • ALPS Advisors's largest Q4 2018 buy was Kraft Heinz: 825,936 shares worth $35.5M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2018, an estimated $938M increase.
  • ALPS Advisors's biggest Q4 2018 reduction was Scana, cutting an estimated $57M.
  • ALPS Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $980M.
  • ALPS Advisors's ten largest holdings make up 47% of its $12.9B portfolio in Q4 2018.
  • ALPS Advisors opened 68 new positions and closed 142 in Q4 2018.
  • ALPS Advisors's portfolio value fell 15% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.