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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.92B
AUM Growth
+$842M
Cap. Flow
+$865M
Cap. Flow %
9.7%
Top 10 Hldgs %
55.31%
Holding
645
New
424
Increased
121
Reduced
56
Closed
15

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$79.5M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$74.6M
3
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$62M
4
EPD icon
Enterprise Products Partners
EPD
+$58.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$46.2M

Top Sells

Rank Stock Value
1
IDX icon
VanEck Indonesia Index ETF
IDX
+$5.28M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.49M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.33M

Sector Composition

Rank Sector Weight
1 Energy 77.28%
2 Real Estate 0.82%
3 Industrials 0.68%
4 Materials 0.62%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
26
Vanguard Total Bond Market
BND
$157B
$101M 1.13%
1,250,454
+29,450
+2% +$2.37M
BSV icon
27
Vanguard Short-Term Bond ETF
BSV
$44.6B
$95.9M 1.08%
1,193,674
+19,225
+2% +$1.54M
ANDX
28
DELISTED
Andeavor Logistics LP
ANDX
$86.6M 0.97%
1,493,512
+28,455
+2% +$1.58M
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$226B
$82.3M 0.92%
2,079,830
-91,700
-4% -$3.49M
IJH icon
30
iShares Core S&P Mid-Cap ETF
IJH
$123B
$61.2M 0.69%
2,466,625
-69,825
-3% -$1.7M
VB icon
31
Vanguard Small-Cap ETF
VB
$79.5B
$35.3M 0.4%
344,817
-13,900
-4% -$1.39M
VWO icon
32
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$27.8M 0.31%
694,041
+4,600
+0.7% +$182K
TIP icon
33
iShares TIPS Bond ETF
TIP
$14.5B
$22.1M 0.25%
196,018
+980
+0.5% +$109K
GCC icon
34
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$20.5M 0.23%
777,210
+9,200
+1% +$243K
SCZ icon
35
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$18.5M 0.21%
381,195
-19,700
-5% -$905K
HRB icon
36
H&R Block
HRB
$5.18B
$15.9M 0.18%
597,746
+400,510
+203% +$11.7M
JNK icon
37
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$12.2M 0.14%
102,247
-283
-0.3% -$33.8K
XLU icon
38
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$11.6M 0.13%
+619,572
New +$11.8M
XLY icon
39
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$11.6M 0.13%
+381,356
New +$11.3M
XLK icon
40
State Street Technology Select Sector SPDR ETF
XLK
$115B
$11.5M 0.13%
+718,136
New +$11.5M
XLI icon
41
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$11.5M 0.13%
+247,479
New +$11.2M
XLE icon
42
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$11.5M 0.13%
+276,372
New +$11.4M
XLB icon
43
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$11.4M 0.13%
544,922
+12,406
+2% +$254K
XLV icon
44
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$11.4M 0.13%
+225,555
New +$11.3M
XLF icon
45
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$11.3M 0.13%
+648,918
New +$11.5M
XLP icon
46
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$11.3M 0.13%
+283,548
New +$11.6M
SHV icon
47
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$11.1M 0.12%
+100,853
New +$11.1M
BIL icon
48
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$11.1M 0.12%
+121,399
New +$11.1M
WELL icon
49
Welltower
WELL
$178B
$10.9M 0.12%
174,424
+46,731
+37% +$2.97M
DOC icon
50
Healthpeak Properties
DOC
$15.4B
$10.9M 0.12%
291,004
+72,489
+33% +$2.83M
1
2
3 4 5

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ALPS Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, ALPS Advisors held 645 positions worth $8.92B, up 10% from $8.08B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

ALPS Advisors deployed $865M of net new capital in Q3 2013, opening 424 new positions and adding to 121 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 79% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $3.49M trimmed.

  • ALPS Advisors's largest Q3 2013 buy was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2013, an estimated $79.5M increase.
  • ALPS Advisors's biggest Q3 2013 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $3.49M.
  • ALPS Advisors fully exited VanEck Indonesia Index ETF in Q3 2013, selling an estimated $5.28M.
  • ALPS Advisors's ten largest holdings make up 55% of its $8.92B portfolio in Q3 2013.
  • ALPS Advisors opened 424 new positions and closed 15 in Q3 2013.
  • ALPS Advisors's portfolio value rose 10% quarter-over-quarter to $8.92B.

Based on ALPS Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.