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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
451
Vertex Pharmaceuticals
VRTX
$121B
$666K 0.01%
3,031
-354
-10% -$68.8K
PRQR icon
452
ProQR Therapeutics
PRQR
$243M
$660K 0.01%
+82,338
New +$627K
BTAI icon
453
BioXcel Therapeutics
BTAI
$26.2M
$658K 0.01%
2,023
-119
-6% -$51.1K
JEF icon
454
Jefferies Financial Group
JEF
$12.9B
$653K 0.01%
17,609
+7,236
+70% +$279K
SITC icon
455
SITE Centers
SITC
$230M
$641K 0.01%
51,902
-3,211
-6% -$40.3K
CALX icon
456
Calix
CALX
$2.27B
$638K 0.01%
7,984
+100
+1% +$6.53K
HD icon
457
Home Depot
HD
$332B
$636K 0.01%
+1,533
New +$584K
NATI
458
DELISTED
National Instruments Corp
NATI
$628K 0.01%
14,377
-1,158
-7% -$49.2K
WFC icon
459
Wells Fargo
WFC
$261B
$627K 0.01%
13,059
-1,419,491
-99% -$69.9M
WIRE
460
DELISTED
Encore Wire Corp
WIRE
$624K 0.01%
4,359
+8
+0.2% +$1.04K
AMTI
461
DELISTED
Applied Molecular Transport Inc. Common Stock
AMTI
$623K 0.01%
44,544
-2,549
-5% -$50.2K
PGRE
462
DELISTED
Paramount Group
PGRE
$619K 0.01%
74,201
-5,303
-7% -$47K
ENTG icon
463
Entegris
ENTG
$19.7B
$618K 0.01%
4,456
-2,186
-33% -$306K
ALLK
464
DELISTED
Allakos
ALLK
$615K 0.01%
+62,858
New +$5.15M
ABUS icon
465
Arbutus Biopharma
ABUS
$865M
$609K 0.01%
+156,546
New +$608K
BLDR icon
466
Builders FirstSource
BLDR
$7.84B
$597K 0.01%
6,970
+22
+0.3% +$1.49K
LOW icon
467
Lowe's Companies
LOW
$116B
$595K 0.01%
2,301
-8,837
-79% -$2.1M
ANET icon
468
Arista Networks
ANET
$219B
$592K 0.01%
16,460
+220
+1% +$6.57K
MCY icon
469
Mercury Insurance
MCY
$5.94B
$588K 0.01%
11,082
-7,277
-40% -$391K
WHWK
470
Whitehawk Therapeutics
WHWK
$183M
$584K 0.01%
+24,174
New +$607K
LOB icon
471
Live Oak Bancshares
LOB
$1.95B
$583K 0.01%
6,680
+84
+1% +$6.99K
WIT icon
472
Wipro
WIT
$18.5B
$572K 0.01%
117,132
+6,020
+5% +$27.3K
MAR icon
473
Marriott International
MAR
$98.7B
$571K 0.01%
3,456
+258
+8% +$40.6K
BA icon
474
Boeing
BA
$165B
$569K 0.01%
+2,827
New +$597K
BC icon
475
Brunswick
BC
$5.19B
$569K 0.01%
5,649
+76
+1% +$7.44K
17 18
19
20 21

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.