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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
426
Morningstar
MORN
$6.56B
$483K ﹤0.01%
6,254
+3,010
+93% +$239K
AVD icon
427
American Vanguard Corp
AVD
$73.5M
$482K ﹤0.01%
20,730
+9,024
+77% +$243K
FTK icon
428
Flotek Industries
FTK
$935M
$482K ﹤0.01%
3,733
+1,810
+94% +$229K
WMT icon
429
Walmart Inc
WMT
$871B
$482K ﹤0.01%
19,350
+540
+3% +$13.9K
PNRA
430
DELISTED
Panera Bread Co
PNRA
$482K ﹤0.01%
2,848
+1,400
+97% +$235K
CNH
431
CNH Industrial
CNH
$13.8B
$481K ﹤0.01%
+52,443
New +$526K
MJN
432
DELISTED
Mead Johnson Nutrition Company
MJN
$480K ﹤0.01%
6,249
+3,031
+94% +$247K
CEQP
433
DELISTED
Crestwood Equity Partners LP
CEQP
$479K ﹤0.01%
3,682
+1,788
+94% +$256K
DG icon
434
Dollar General
DG
$25.9B
$478K ﹤0.01%
8,494
+4,130
+95% +$243K
PGTI
435
DELISTED
PGT, Inc.
PGTI
$478K ﹤0.01%
44,802
+21,722
+94% +$215K
GHL
436
DELISTED
Greenhill & Co., Inc.
GHL
$478K ﹤0.01%
9,192
+4,480
+95% +$234K
BYI
437
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$478K ﹤0.01%
6,515
+3,158
+94% +$230K
CPAY icon
438
Corpay
CPAY
$24.2B
$477K ﹤0.01%
4,490
+2,170
+94% +$250K
FDS icon
439
Factset
FDS
$9.05B
$476K ﹤0.01%
4,498
+2,170
+93% +$241K
GNC
440
DELISTED
GNC Holdings, Inc.
GNC
$475K ﹤0.01%
9,284
+4,488
+94% +$259K
FSS icon
441
Federal Signal
FSS
$7.25B
$474K ﹤0.01%
38,476
+18,648
+94% +$266K
FLO icon
442
Flowers Foods
FLO
$1.64B
$473K ﹤0.01%
22,576
+10,928
+94% +$247K
IWM icon
443
iShares Russell 2000 ETF
IWM
$80.9B
$473K ﹤0.01%
4,216
-31,493
-88% -$3.48M
SGY
444
DELISTED
Stone Energy
SGY
$473K ﹤0.01%
269
+131
+95% +$251K
FOSL icon
445
Fossil Group
FOSL
$239M
$471K ﹤0.01%
4,210
+2,030
+93% +$251K
GIS icon
446
General Mills
GIS
$19.2B
$471K ﹤0.01%
9,804
+4,760
+94% +$237K
VRSK icon
447
Verisk Analytics
VRSK
$26.4B
$471K ﹤0.01%
7,378
+3,570
+94% +$234K
WEX icon
448
WEX
WEX
$6.11B
$471K ﹤0.01%
5,720
+2,800
+96% +$263K
EL icon
449
Estee Lauder
EL
$29B
$470K ﹤0.01%
6,836
+3,290
+93% +$238K
FMER
450
DELISTED
FIRSTMERIT CORP
FMER
$470K ﹤0.01%
23,098
+11,218
+94% +$252K
16 17
18
19 20

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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.