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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFMD
401
DELISTED
Affimed
AFMD
$907K 0.01%
14,675
-993
-6% -$65.4K
EPAM icon
402
EPAM Systems
EPAM
$4.69B
$890K 0.01%
1,560
-539
-26% -$317K
ANNX icon
403
Annexon
ANNX
$855M
$874K 0.01%
46,983
-3,406
-7% -$69.1K
WSM icon
404
Williams-Sonoma
WSM
$26.7B
$874K 0.01%
9,860
-2,084
-17% -$176K
LNT icon
405
Alliant Energy
LNT
$19.4B
$863K 0.01%
15,414
+7,265
+89% +$429K
AU icon
406
AngloGold Ashanti
AU
$40.3B
$857K 0.01%
53,623
+14,368
+37% +$249K
HL icon
407
Hecla Mining
HL
$10.2B
$857K 0.01%
155,844
-1,031,776
-87% -$6.43M
CDE icon
408
Coeur Mining
CDE
$15.6B
$856K 0.01%
138,735
+38,246
+38% +$272K
NAVI icon
409
Navient
NAVI
$774M
$850K 0.01%
43,059
– –
ENTG icon
410
Entegris
ENTG
$19.7B
$836K 0.01%
6,642
-1,208
-15% -$146K
STWD icon
411
Starwood Property Trust
STWD
$6.12B
$830K 0.01%
33,992
– –
AOS icon
412
A.O. Smith
AOS
$8.38B
$814K 0.01%
13,329
+152
+1% +$10.6K
GFI icon
413
Gold Fields
GFI
$29.2B
$794K 0.01%
97,750
+15,096
+18% +$135K
MCRB icon
414
Seres Therapeutics
MCRB
$48.1M
$782K 0.01%
5,621
-377
-6% -$73.8K
HMY icon
415
Harmony Gold Mining
HMY
$9.92B
$775K 0.01%
246,088
+63,298
+35% +$232K
XENE icon
416
Xenon Pharmaceuticals
XENE
$6.32B
$770K 0.01%
50,415
-3,544
-7% -$61.6K
FNB icon
417
FNB Corp
FNB
$6.78B
$764K 0.01%
65,730
– –
SVC
418
Service Properties Trust
SVC
$1.1B
$759K 0.01%
13,538
+2,330
+21% +$133K
SLG icon
419
SL Green Realty
SLG
$3.88B
$756K 0.01%
10,673
+1,201
+13% +$87.7K
CIO
420
DELISTED
City Office REIT
CIO
$755K 0.01%
42,275
-19,175
-31% -$279K
WRK
421
DELISTED
WestRock Company
WRK
$755K 0.01%
15,158
-1,000
-6% -$50.5K
DIS icon
422
Walt Disney
DIS
$165B
$749K 0.01%
4,429
+2,470
+126% +$440K
FSP
423
Franklin Street Properties
FSP
$44.8M
$746K 0.01%
160,869
+19,810
+14% +$96.6K
MIRM icon
424
Mirum Pharmaceuticals
MIRM
$6.89B
$745K 0.01%
37,401
-2,704
-7% -$44K
ALBO
425
DELISTED
Albireo Pharma Inc
ALBO
$736K 0.01%
23,595
-1,680
-7% -$52K
15 16
17
18 19

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ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.