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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSI
301
DELISTED
Vitamin Shoppe Inc.
VSI
$532K 0.01%
11,871
+5,753
+94% +$285K
DIS icon
302
Walt Disney
DIS
$165B
$531K 0.01%
7,310
+3,570
+95% +$247K
PPG icon
303
PPG Industries
PPG
$25.9B
$531K 0.01%
5,824
+2,800
+93% +$252K
BOH icon
304
Bank of Hawaii
BOH
$3.33B
$530K 0.01%
9,330
+4,550
+95% +$262K
JKHY icon
305
Jack Henry & Associates
JKHY
$10.7B
$530K 0.01%
9,504
+4,620
+95% +$258K
RRC icon
306
Range Resources
RRC
$9.11B
$530K 0.01%
6,154
+3,010
+96% +$234K
UNP icon
307
Union Pacific
UNP
$183B
$530K 0.01%
6,080
+2,940
+94% +$233K
WRLD icon
308
World Acceptance Corp
WRLD
$950M
$530K 0.01%
5,536
+2,688
+94% +$251K
VAR
309
DELISTED
Varian Medical Systems, Inc.
VAR
$530K 0.01%
7,431
+3,592
+94% +$239K
GMCR
310
DELISTED
KEURIG GREEN MTN INC
GMCR
$530K 0.01%
6,542
+3,668
+128% +$250K
ISRG icon
311
Intuitive Surgical
ISRG
$121B
$529K 0.01%
11,682
+5,670
+94% +$239K
OMCL icon
312
Omnicell
OMCL
$1.86B
$529K 0.01%
20,504
+9,968
+95% +$238K
TROW icon
313
T. Rowe Price
TROW
$25B
$529K 0.01%
6,740
+3,290
+95% +$258K
CAT icon
314
Caterpillar
CAT
$409B
$528K 0.01%
5,620
+2,730
+94% +$233K
AWR icon
315
American States Water
AWR
$3.39B
$527K 0.01%
18,562
+9,030
+95% +$254K
DEI icon
316
Douglas Emmett
DEI
$2.06B
$527K 0.01%
20,726
-988
-5% -$23.6K
SYNT
317
DELISTED
Syntel Inc
SYNT
$527K 0.01%
12,512
+6,020
+93% +$261K
GT icon
318
Goodyear
GT
$2.07B
$526K 0.01%
22,212
+10,780
+94% +$239K
PNC icon
319
PNC Financial Services
PNC
$100B
$526K 0.01%
6,588
+3,220
+96% +$241K
WAIR
320
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$526K 0.01%
23,522
+11,418
+94% +$228K
STC icon
321
Stewart Information Services
STC
$2.05B
$525K 0.01%
16,158
+7,840
+94% +$243K
SIAL
322
DELISTED
SIGMA - ALDRICH CORP
SIAL
$525K 0.01%
5,650
+2,730
+93% +$237K
ARI
323
Apollo Commercial Real Estate
ARI
$887M
$524K 0.01%
31,171
+15,143
+94% +$246K
ARLP icon
324
Alliance Resource Partners
ARLP
$3.18B
$522K 0.01%
12,664
+6,160
+95% +$232K
BWA icon
325
BorgWarner
BWA
$13.2B
$522K 0.01%
11,042
+5,407
+96% +$250K
11 12
13
14 15

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VARA
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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.