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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
251
S&P Global
SPGI
$126B
$2.44M 0.03%
5,166
-1,400
-21% -$640K
GRMN
252
Garmin
GRMN
$46.9B
$2.44M 0.03%
17,883
+3,699
+26% +$534K
PTC icon
253
PTC
PTC
$13.7B
$2.43M 0.03%
20,062
+781
+4% +$94.1K
FISV
254
Fiserv Inc
FISV
$27.2B
$2.43M 0.03%
23,379
+2,023
+9% +$209K
PRLB icon
255
Protolabs
PRLB
$1.86B
$2.42M 0.03%
47,230
+14,063
+42% +$830K
MCFE
256
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$2.41M 0.03%
93,598
-11,752
-11% -$283K
FARO
257
DELISTED
Faro Technologies
FARO
$2.41M 0.03%
34,442
-2,358
-6% -$169K
MCO icon
258
Moody's
MCO
$81.7B
$2.4M 0.03%
6,157
-262
-4% -$101K
PODD icon
259
Insulet
PODD
$11.3B
$2.4M 0.03%
9,004
+878
+11% +$255K
AZTA icon
260
Azenta
AZTA
$1.26B
$2.39M 0.03%
23,180
-3,891
-14% -$422K
PYPL icon
261
PayPal
PYPL
$49.5B
$2.38M 0.03%
12,647
-277
-2% -$59.9K
RMD icon
262
ResMed
RMD
$28.3B
$2.38M 0.03%
9,140
+834
+10% +$216K
XYZ
263
Block Inc
XYZ
$45.9B
$2.38M 0.03%
14,716
-5,963
-29% -$1.29M
AVAV icon
264
AeroVironment
AVAV
$7.57B
$2.38M 0.03%
38,281
+11,582
+43% +$941K
OKTA icon
265
Okta
OKTA
$24.1B
$2.38M 0.03%
10,595
+1,383
+15% +$329K
WDAY icon
266
Workday
WDAY
$33.4B
$2.37M 0.03%
8,672
-427
-5% -$119K
ADT icon
267
ADT
ADT
$5.16B
$2.37M 0.03%
281,544
-10,928
-4% -$93.2K
IEA
268
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$2.37M 0.03%
257,171
-118,406
-32% -$1.24M
ZM icon
269
Zoom
ZM
$25.8B
$2.36M 0.03%
12,849
+4,555
+55% +$1.07M
FSK icon
270
FS KKR Capital
FSK
$2.98B
$2.36M 0.03%
112,700
+16,500
+17% +$357K
MDLZ icon
271
Mondelez International
MDLZ
$77.7B
$2.34M 0.03%
35,312
-3,815
-10% -$235K
DT icon
272
Dynatrace
DT
$12.1B
$2.33M 0.03%
38,682
+3,910
+11% +$266K
SSYS icon
273
Stratasys
SSYS
$697M
$2.33M 0.03%
95,053
-8,037
-8% -$224K
STNE icon
274
StoneCo
STNE
$2.62B
$2.32M 0.03%
137,780
+81,834
+146% +$2.07M
SYK icon
275
Stryker
SYK
$127B
$2.31M 0.03%
8,634
+564
+7% +$148K
9 10
11
12 13

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.