ALPS Advisors’s Wabtec WAB Stock Holding History

ALPS Advisors’s Portfolio WAB Stock Details WAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-5,703	Closed	-$473K	–	843
2016 Q4	$473K	Buy	5,703 +127	+2%	+$10.5K	﹤0.01%	450
2016 Q3	$455K	Buy	5,576 +376	+7%	+$27.6K	﹤0.01%	329
2016 Q2	$365K	Sell	5,200 -316	-6%	-$24.6K	﹤0.01%	526
2016 Q1	$437K	Buy	5,516 +292	+6%	+$20.2K	﹤0.01%	448
2015 Q4	$372K	Hold	5,224	–	–	﹤0.01%	620
2015 Q3	$4.6K	Sell	5,224 -292	-5%	-$27.8K	﹤0.01%	554
2015 Q2	$520K	Buy	5,516 +86	+2%	+$8.44K	﹤0.01%	456
2015 Q1	$516K	Sell	5,430 -902	-14%	-$81.3K	﹤0.01%	503
2014 Q4	$550K	Sell	6,332 -846	-12%	-$71.2K	﹤0.01%	382
2014 Q3	$582K	Sell	7,178 -255	-3%	-$21K	﹤0.01%	366
2014 Q2	$614K	Buy	7,433 +188	+3%	+$14.5K	0.01%	351
2014 Q1	$561K	Sell	7,245 -705	-9%	-$53.9K	0.01%	467
2013 Q4	$587K	Buy	7,950 +3,850	+94%	+$259K	0.01%	218
2013 Q3	$258K	Buy	+4,100	New	+$241K	﹤0.01%	291

Other funds holding WAB

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Farallon Capital Management San Francisco, California $15.3B AUM 50.95% 1-Year Est. Return

American Century Companies

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Neuberger Berman Group

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

EdgePoint Investment Group Toronto, Ontario, Canada $12.5B AUM 31.7% 1-Year Est. Return