ALPS Advisors’s Fate Therapeutics FATE Stock Holding History

ALPS Advisors’s Portfolio FATE Stock Details FATE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-52,950	Closed	-$1.19M	–	1048
2022 Q3	$1.19M	Sell	52,950 -4,370	-8%	-$126K	0.01%	414
2022 Q2	$1.42M	Buy	+57,320	New	+$1.58M	0.01%	376
2021 Q2	–	Sell	-130,688	Closed	-$10.8M	–	909
2021 Q1	$10.8M	Buy	130,688 +6,320	+5%	+$606K	0.11%	142
2020 Q4	$11.3M	Buy	124,368 +13,621	+12%	+$846K	0.13%	140
2020 Q3	$4.43M	Buy	110,747 +4,768	+4%	+$166K	0.07%	167
2020 Q2	$3.64M	Sell	105,979 -31,454	-23%	-$937K	0.05%	179
2020 Q1	$3.05M	Sell	137,433 -14,724	-10%	-$372K	0.05%	178
2019 Q4	$2.98M	Buy	152,157 +21,771	+17%	+$346K	0.02%	195
2019 Q3	$2.02M	Sell	130,386 -6,048	-4%	-$116K	0.02%	209
2019 Q2	$2.77M	Sell	136,434 -19,404	-12%	-$350K	0.02%	197
2019 Q1	$2.74M	Buy	155,838 +6,735	+5%	+$106K	0.02%	196
2018 Q4	$1.91M	Buy	149,103 +54,571	+58%	+$761K	0.01%	224
2018 Q3	$1.54M	Buy	94,532 +17,818	+23%	+$211K	0.01%	288
2018 Q2	$870K	Buy	+76,714	New	+$845K	0.01%	364

Other funds holding FATE

Redmile Group San Francisco, California $1.51B AUM 164.17% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Bellevue Group Kuesnacht, Switzerland $4.2B AUM 54.85% 1-Year Est. Return

ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return

Johnson & Johnson New Brunswick, New Jersey $652M AUM 198.07% 1-Year Est. Return

Millennium Management

Millennium Management New York $134B AUM 35.51% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return