ALPS Advisors’s Ardelyx ARDX Stock Holding History

ALPS Advisors’s Portfolio ARDX Stock Details ARDX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-113,677	Closed	-$597K	–	840
2020 Q3	$597K	Sell	113,677 -7,812	-6%	-$47K	0.01%	404
2020 Q2	$841K	Buy	+121,489	New	+$845K	0.01%	361
2018 Q4	–	Sell	-109,813	Closed	-$478K	–	880
2018 Q3	$478K	Buy	109,813 +22,590	+26%	+$94.1K	﹤0.01%	711
2018 Q2	$323K	Buy	+87,223	New	+$405K	﹤0.01%	843
2017 Q2	–	Sell	-40,716	Closed	-$515K	–	770
2017 Q1	$515K	Sell	40,716 -4,739	-10%	-$62.4K	﹤0.01%	378
2016 Q4	$645K	Sell	45,455 -14,781	-25%	-$210K	﹤0.01%	259
2016 Q3	$779K	Buy	+60,236	New	+$631K	0.01%	234
2016 Q1	–	Sell	-34,195	Closed	-$620K	–	643
2015 Q4	$620K	Sell	34,195 -6,363	-16%	-$119K	0.01%	256
2015 Q3	$7.01K	Buy	40,558 +22,097	+120%	+$412K	0.01%	231
2015 Q2	$295K	Buy	+18,461	New	+$233K	﹤0.01%	657

Other funds holding ARDX

NEA Management Company Timonium, Maryland $1.76B AUM 223.33% 1-Year Est. Return

RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Rock Springs Capital Management Baltimore, Maryland $1.7B AUM 93.03% 1-Year Est. Return

Adage Capital Partners

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Redmile Group San Francisco, California $1.51B AUM 164.17% 1-Year Est. Return

Marshall Wace London, United Kingdom $93.4B AUM 35.1% 1-Year Est. Return

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return