ALPS Advisors’s Ambarella AMBA Stock Holding History

ALPS Advisors’s Portfolio AMBA Stock Details AMBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-6,836	Closed	-$264K	–	954
2018 Q2	$264K	Buy	+6,836	New	+$324K	﹤0.01%	889
2017 Q3	–	Sell	-8,559	Closed	-$416K	–	778
2017 Q2	$416K	Buy	8,559 +22	+0.3%	+$1.22K	﹤0.01%	666
2017 Q1	$466K	Buy	8,537 +2,191	+35%	+$118K	﹤0.01%	606
2016 Q4	$344K	Buy	6,346 +60	+1%	+$3.62K	﹤0.01%	654
2016 Q3	$463K	Sell	6,286 -4,266	-40%	-$267K	﹤0.01%	306
2016 Q2	$536K	Sell	10,552 -776	-7%	-$34.3K	﹤0.01%	242
2016 Q1	$506K	Buy	11,328 +4,321	+62%	+$179K	0.01%	215
2015 Q4	$391K	Hold	7,007	–	–	﹤0.01%	605
2015 Q3	$4.05K	Sell	7,007 -779	-10%	-$73.6K	﹤0.01%	624
2015 Q2	$800K	Buy	7,786 +121	+2%	+$10.6K	0.01%	222
2015 Q1	$580K	Sell	7,665 -6,265	-45%	-$380K	﹤0.01%	228
2014 Q4	$707K	Sell	13,930 -1,970	-12%	-$92K	0.01%	187
2014 Q3	$694K	Buy	+15,900	New	+$526K	0.01%	179
2014 Q1	–	Sell	-27,490	Closed	-$881K	–	586
2013 Q4	$881K	Buy	27,490 +13,368	+95%	+$307K	0.01%	140
2013 Q3	$276K	Buy	+14,122	New	+$240K	﹤0.01%	216

Other funds holding AMBA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $141B AUM 30.34% 1-Year Est. Return

Pinnacle Associates New York $7.78B AUM 45.07% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $77.3B AUM 36.07% 1-Year Est. Return