AGM

Alpine Global Management Portfolio holdings

AUM $436M
1-Year Return 37.82%
This Quarter Return
+10.04%
1 Year Return
+37.82%
3 Year Return
+131.76%
5 Year Return
+262.91%
10 Year Return
+699.1%
AUM
$1.04B
AUM Growth
+$550M
Cap. Flow
+$527M
Cap. Flow %
50.49%
Top 10 Hldgs %
39.56%
Holding
432
New
233
Increased
32
Reduced
24
Closed
128

Top Buys

1
BIDU icon
Baidu
BIDU
$64.8M
2
BKKT icon
Bakkt Holdings
BKKT
$36.6M
3
PARA
Paramount Global Class B
PARA
$33.8M
4
VIPS icon
Vipshop
VIPS
$31.2M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
$28M

Top Sells

1
ETWO
E2open Parent Holdings
ETWO
$29.9M
2
VAR
Varian Medical Systems, Inc.
VAR
$28.8M
3
LCID icon
Lucid Motors
LCID
$21.2M
4
DKNG icon
DraftKings
DKNG
$16.8M
5
FUBO icon
fuboTV
FUBO
$11.2M

Sector Composition

1 Communication Services 17.6%
2 Technology 12.47%
3 Industrials 11.58%
4 Consumer Discretionary 10.15%
5 Healthcare 9.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACGN
401
DELISTED
Aceragen, Inc. Common Stock
ACGN
– –
-822
Closed -$51K
ISEE
402
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-16,520
Closed -$114K
TA
403
DELISTED
TravelCenters of America LLC
TA
– –
-6,908
Closed -$225K
ATCX
404
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-15,315
Closed -$108K
LHCG
405
DELISTED
LHC Group LLC
LHCG
– –
-1,347
Closed -$287K
VLDR
406
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-51,500
Closed -$1.18M
HZN
407
DELISTED
Horizon Global Corporation
HZN
– –
-11,225
Closed -$96K
DS
408
DELISTED
Drive Shack Inc.
DS
– –
-31,692
Closed -$75K
OTIC
409
DELISTED
Otonomy, Inc.
OTIC
– –
-25,196
Closed -$163K
LOTZ
410
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-200,000
Closed -$2.24M
LUXAU
411
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
– –
-47,703
Closed -$560K
BHSEU
412
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
– –
-100,000
Closed -$1.14M
RMO
413
DELISTED
Romeo Power, Inc.
RMO
– –
-53,439
Closed -$1.2M
IPOF.WS
414
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-16,968
Closed -$55K
NGA.WS
415
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
– –
-100,000
Closed -$564K
PRCHW
416
DELISTED
Porch Group, Inc. Warrant
PRCHW
– –
-25,000
Closed -$78K
BFT
417
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-88,900
Closed -$1.34M
DM.WS
418
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
– –
-20,000
Closed -$96K
CIIC
419
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-12,125
Closed -$341K
RSI.WS
420
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
– –
-10,920
Closed -$84K
TCP
421
DELISTED
TC Pipelines LP
TCP
– –
-50,000
Closed -$1.47M
PRGX
422
DELISTED
PRGX Global, Inc.
PRGX
– –
-11,115
Closed -$85K
CBMG
423
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-119,902
Closed -$2.2M
PCPL.WS
424
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
– –
-33,333
Closed -$78K
GHIVW
425
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
– –
-20,000
Closed -$83K
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17
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