AGM

Alpine Global Management Portfolio holdings

AUM $436M
This Quarter Return
+10.87%
1 Year Return
+37.82%
3 Year Return
+131.76%
5 Year Return
+262.91%
10 Year Return
+699.1%
AUM
$469M
AUM Growth
+$469M
Cap. Flow
+$72.1M
Cap. Flow %
15.37%
Top 10 Hldgs %
32.91%
Holding
466
New
384
Increased
10
Reduced
12
Closed
53

Top Buys

1
SWAV
Shockwave Medical, Inc. Common Stock
SWAV
$31.8M
2
UBER icon
Uber
UBER
$21.4M
3
IAC icon
IAC Inc
IAC
$18.5M
4
BA icon
Boeing
BA
$7.68M
5
MO icon
Altria Group
MO
$6.73M

Top Sells

1
LVS icon
Las Vegas Sands
LVS
$120M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
$30.5M
3
AABA
Altaba Inc. Common Stock
AABA
$28.9M
4
XYZ
Block, Inc.
XYZ
$18.6M
5
GE icon
GE Aerospace
GE
$16.6M

Sector Composition

1 Technology 23.57%
2 Healthcare 19.1%
3 Communication Services 10.87%
4 Industrials 10.02%
5 Consumer Discretionary 9.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPAQ.WS
401
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$28K 0.01%
+50,000
New +$28K
PHGE.WS
402
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$24K 0.01%
+50,214
New +$24K
LSEAW
403
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$22K ﹤0.01%
+50,000
New +$22K
RMG.WS
404
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$20K ﹤0.01%
+33,333
New +$20K
CVEO icon
405
Civeo
CVEO
$292M
$18K ﹤0.01%
+13,799
New +$18K
HHHHW
406
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$17K ﹤0.01%
+220,919
New +$17K
BLNKW
407
DELISTED
Blink Charging Co. Warrant
BLNKW
$16K ﹤0.01%
37,407
– –
SFTW.WS
408
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$16K ﹤0.01%
+20,000
New +$16K
TRQ
409
DELISTED
Turquoise Hill Resources Ltd
TRQ
$15K ﹤0.01%
+20,000
New +$15K
UNT
410
DELISTED
UNIT Corporation
UNT
$13K ﹤0.01%
+19,271
New +$13K
NH
411
DELISTED
NantHealth, Inc
NH
$11K ﹤0.01%
+10,500
New +$11K
ALGRR
412
DELISTED
Allegro Merger Corp. Right
ALGRR
$7K ﹤0.01%
+21,461
New +$7K
ARTLW
413
DELISTED
Artelo Biosciences, Inc. Warrant
ARTLW
$4K ﹤0.01%
14,100
– –
NEE.PRO
414
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-8,100
Closed -$406K
CELG
415
DELISTED
Celgene Corp
CELG
– –
-101,066
Closed -$10M
AABA
416
DELISTED
Altaba Inc. Common Stock
AABA
– –
-1,481,468
Closed -$28.9M
PSDO
417
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-70,451
Closed -$1.19M
GWR
418
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-50,000
Closed -$5.53M
TGE
419
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-65,000
Closed -$1.31M
DNI
420
DELISTED
Dividend and Income Fund
DNI
– –
-26,437
Closed -$316K
APXTU
421
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-100,000
Closed -$1.02M
MSGN
422
DELISTED
MSG Networks Inc.
MSGN
– –
-150,000
Closed -$2.43M
VVNT
423
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-10,000
Closed -$103K
BRMK
424
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-10,000
Closed -$104K
JPS
425
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-47,588
Closed -$469K
15 16
17
18 19