Allworth Financial’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2016
Q1
Sell
-200
Closed -$2K 716
2015
Q4
$2K Hold
200
﹤0.01% 560
2015
Q3
$1K Hold
200
﹤0.01% 610
2015
Q2
$1K Hold
200
﹤0.01% 593
2015
Q1
$1K Buy
+200
New +$1K ﹤0.01% 595