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AIM

Allen Investment Management Portfolio holdings

AUM $8.43B
1-Year Est. Return 20.31%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+20.31%
3 Year Est. Return
+92.36%
5 Year Est. Return
+101.99%
10 Year Est. Return
+554.07%
AUM
$365M
AUM Growth
+$106M
Cap. Flow
+$91.5M
Cap. Flow %
25.06%
Top 10 Hldgs %
67.51%
Holding
72
New
15
Increased
25
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$38.2M
2
VOD icon
Vodafone
VOD
+$33.2M
3
MSFT icon
Microsoft
MSFT
+$23M
4
BLC
BELO CORP SER A
BLC
+$18.6M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$13.7M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$26.6M
2
NE
Noble Corporation
NE
+$14.5M
3
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$14M
4
VHS
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
+$8.81M
5
OPTR
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
+$7.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.19%
2 Energy 16.91%
3 Communication Services 16.56%
4 Technology 13.57%
5 Financials 11.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
51
Prospect Capital
PSEC
$1.14B
$424K 0.12%
37,949
+5,699
+18% +$63.3K
ACP
52
abrdn Income Credit Strategies Fund
ACP
$577M
$375K 0.1%
22,915
– –
MCGC
53
DELISTED
MCG CAP CORP
MCGC
$311K 0.09%
61,704
-15,660
-20% -$80.7K
WMT icon
54
Walmart Inc
WMT
$858B
$279K 0.08%
11,313
– –
OXSQ icon
55
Oxford Square Capital
OXSQ
$142M
$254K 0.07%
26,049
+6,236
+31% +$61.2K
CPB icon
56
Campbell Soup
CPB
$6.37B
$236K 0.06%
5,794
+714
+14% +$32K
TIP icon
57
iShares TIPS Bond ETF
TIP
$14.7B
$225K 0.06%
+2,000
New +$223K
FLEX icon
58
Flex
FLEX
$39.9B
$169K 0.05%
+24,681
New +$163K
HRZN icon
59
Horizon Technology Finance
HRZN
$314M
$162K 0.04%
12,192
+299
+3% +$4.13K
FAX
60
abrdn Asia-Pacific Income Fund
FAX
$570M
$117K 0.03%
3,231
– –
ETW
61
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$115K 0.03%
10,109
– –
EXG icon
62
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$114K 0.03%
12,155
– –
NG icon
63
NovaGold Resources
NG
$3.18B
$31K 0.01%
+13,185
New +$34.4K
GOOG icon
64
Alphabet (Google) Class C
GOOG
$4.18T
– –
-12,286
Closed -$269K
GRPN icon
65
Groupon
GRPN
$762M
– –
-653
Closed -$112K
NE
66
DELISTED
Noble Corporation
NE
– –
-440,440
Closed -$14.5M
DELL
67
DELISTED
DELL INC
DELL
– –
-2,000,000
Closed -$26.6M
OPTR
68
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-500,000
Closed -$7.24M
VHS
69
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-425,000
Closed -$8.81M
WLH
70
DELISTED
WILLIAM LYON HOMES
WLH
– –
-220,988
Closed -$5.57M
KMI.WS
71
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-499,279
Closed -$2.56M
CLWR
72
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-2,799,105
Closed -$14M
1 2
3

Similar funds

SBH
Segall Bryant & Hamill Chicago, Illinois $8.43B AUM 52.02% 1-Year Est. Return
AG
Algert Global San Francisco, California $8.43B AUM 80.94% 1-Year Est. Return
IGAM
iA Global Asset Management Quebec, Quebec, Canada $8.42B AUM 47.61% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $8.42B AUM 61.81% 1-Year Est. Return
OCA
OpenArc Corporate Advisory Atlanta, Georgia $8.41B AUM
HCM
Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return
MWM
Modern Wealth Management Lenexa, Kansas $8.4B AUM 21.02% 1-Year Est. Return
FLPIM
F.L. Putnam Investment Management Lynnfield, Massachusetts $8.39B AUM 37.75% 1-Year Est. Return

Allen Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Allen Investment Management held 72 positions worth $365M, up 41% from $259M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Allen Investment Management deployed $91.5M of net new capital in Q3 2013, opening 15 new positions and adding to 25 existing holdings. Its largest new stake was ONYX PHARMACEUTICALS INC: 302,000 shares worth $37.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 19% of assets, down from 31% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was American International, an estimated $6.5M trimmed.

  • Allen Investment Management's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 302,000 shares worth $37.6M.
  • Allen Investment Management added most to Nuance Communications, Inc. in Q3 2013, an estimated $3.82M increase.
  • Allen Investment Management's biggest Q3 2013 reduction was American International, cutting an estimated $6.5M.
  • Allen Investment Management fully exited DELL INC in Q3 2013, selling an estimated $26.6M.
  • Allen Investment Management's ten largest holdings make up 68% of its $365M portfolio in Q3 2013.
  • Allen Investment Management opened 15 new positions and closed 9 in Q3 2013.
  • Allen Investment Management's portfolio value rose 41% quarter-over-quarter to $365M.

Based on Allen Investment Management's 13F filing for Q3 2013, filed 8 Nov 2013.