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AIM

Allen Investment Management Portfolio holdings

AUM $8.43B
1-Year Est. Return 20.31%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+20.31%
3 Year Est. Return
+92.36%
5 Year Est. Return
+101.99%
10 Year Est. Return
+554.07%
AUM
$365M
AUM Growth
+$106M
Cap. Flow
+$91.5M
Cap. Flow %
25.06%
Top 10 Hldgs %
67.51%
Holding
72
New
15
Increased
25
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$38.2M
2
VOD icon
Vodafone
VOD
+$33.2M
3
MSFT icon
Microsoft
MSFT
+$23M
4
BLC
BELO CORP SER A
BLC
+$18.6M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$13.7M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$26.6M
2
NE
Noble Corporation
NE
+$14.5M
3
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$14M
4
VHS
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
+$8.81M
5
OPTR
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
+$7.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.19%
2 Energy 16.91%
3 Communication Services 16.56%
4 Technology 13.57%
5 Financials 11.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$644B
$1.98M 0.54%
22,869
– –
SCHW
27
Charles Schwab
SCHW
$186B
$1.9M 0.52%
90,035
+1,400
+2% +$30.4K
WBA
28
DELISTED
Walgreens Boots Alliance
WBA
$1.89M 0.52%
35,081
– –
GD icon
29
General Dynamics
GD
$97B
$1.81M 0.5%
20,742
+888
+4% +$75.4K
CVS icon
30
CVS Health
CVS
$121B
$1.8M 0.49%
31,780
+139
+0.4% +$8.28K
TJX icon
31
TJX Companies
TJX
$137B
$1.78M 0.49%
63,268
+330
+0.5% +$8.78K
SI
32
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$1.76M 0.48%
14,637
– –
WBMD
33
DELISTED
WebMD Health Corp.
WBMD
$1.72M 0.47%
+60,159
New +$1.88M
DD
34
DELISTED
Du Pont De Nemours E I
DD
$1.65M 0.45%
29,671
+126
+0.4% +$6.88K
UPS icon
35
United Parcel Service
UPS
$87.1B
$1.62M 0.44%
17,775
+963
+6% +$84.6K
TAP icon
36
Molson Coors Class B
TAP
$7.32B
$1.62M 0.44%
32,243
+1,620
+5% +$81.5K
SUNS
37
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.58M 0.43%
87,447
-10,270
-11% -$189K
DAL icon
38
Delta Air Lines
DAL
$51.9B
$1.48M 0.4%
62,665
+50,806
+428% +$1.06M
TMO icon
39
Thermo Fisher Scientific
TMO
$237B
$1.29M 0.35%
+14,027
New +$1.27M
GE icon
40
GE Aerospace
GE
$319B
$1.25M 0.34%
10,928
– –
GTU
41
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$1.17M 0.32%
25,342
– –
IBM icon
42
IBM
IBM
$234B
$1.14M 0.31%
6,426
+419
+7% +$76.2K
GIS icon
43
General Mills
GIS
$19.6B
$1.02M 0.28%
21,386
+1,640
+8% +$82.3K
KEX icon
44
Kirby Corp
KEX
$7.34B
$972K 0.27%
11,225
+7,811
+229% +$655K
TIPZ icon
45
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$87.3M
$928K 0.25%
16,423
– –
COF icon
46
Capital One
COF
$127B
$844K 0.23%
+12,273
New +$826K
DHR icon
47
Danaher
DHR
$147B
$688K 0.19%
14,762
+638
+5% +$28.9K
ILB
48
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$633K 0.17%
12,884
– –
GLAD icon
49
Gladstone Capital
GLAD
$439M
$581K 0.16%
33,303
+4,951
+17% +$84.3K
GLD icon
50
SPDR Gold Trust
GLD
$145B
$461K 0.13%
3,600
– –
1
2
3

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IGAM
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HCM
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MWM
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FLPIM
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Allen Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Allen Investment Management held 72 positions worth $365M, up 41% from $259M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Allen Investment Management deployed $91.5M of net new capital in Q3 2013, opening 15 new positions and adding to 25 existing holdings. Its largest new stake was ONYX PHARMACEUTICALS INC: 302,000 shares worth $37.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 19% of assets, down from 31% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was American International, an estimated $6.5M trimmed.

  • Allen Investment Management's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 302,000 shares worth $37.6M.
  • Allen Investment Management added most to Nuance Communications, Inc. in Q3 2013, an estimated $3.82M increase.
  • Allen Investment Management's biggest Q3 2013 reduction was American International, cutting an estimated $6.5M.
  • Allen Investment Management fully exited DELL INC in Q3 2013, selling an estimated $26.6M.
  • Allen Investment Management's ten largest holdings make up 68% of its $365M portfolio in Q3 2013.
  • Allen Investment Management opened 15 new positions and closed 9 in Q3 2013.
  • Allen Investment Management's portfolio value rose 41% quarter-over-quarter to $365M.

Based on Allen Investment Management's 13F filing for Q3 2013, filed 8 Nov 2013.