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AIM

Alambic Investment Management Portfolio holdings

AUM $9.12M
1-Year Est. Return 34.54%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+34.54%
3 Year Est. Return
+47.56%
5 Year Est. Return
+107.87%
10 Year Est. Return
–
AUM
$9.12M
AUM Growth
-$30.8M
Cap. Flow
-$30.4M
Cap. Flow %
-333.8%
Top 10 Hldgs %
37.71%
Holding
181
New
18
Increased
8
Reduced
44
Closed
108

Top Buys

1
STSA
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
+$416K
2
CSGP icon
CoStar Group
CSGP
+$207K
3
DNOW icon
DNOW Inc
DNOW
+$192K
4
PLAB icon
Photronics
PLAB
+$131K
5
GYRE icon
Gyre Therapeutics
GYRE
+$92.2K

Top Sells

1
CLCT
Collectors Universe
CLCT
+$605K
2
MTRN icon
Materion
MTRN
+$581K
3
CTVA icon
Corteva
CTVA
+$581K
4
NPTN
NEOPHOTONICS CORP
NPTN
+$556K
5
SPTN
SpartanNash
SPTN
+$543K

Sector Composition

1 Technology 35.8%
2 Healthcare 31.98%
3 Industrials 8.99%
4 Energy 5.56%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAA icon
151
STAAR Surgical
STAA
$1.27B
– –
-3,900
Closed -$240K
TMUS icon
152
T-Mobile US
TMUS
$212B
– –
-3,238
Closed -$337K
UTI icon
153
Universal Technical Institute
UTI
$2.13B
– –
-23,189
Closed -$161K
VTRS icon
154
Viatris
VTRS
$20.5B
– –
-13,900
Closed -$224K
WCC
155
WESCO International
WCC
$15.9B
– –
-9,325
Closed -$327K
WING icon
156
Wingstop
WING
$3.91B
– –
-1,450
Closed -$202K
WTS icon
157
Watts Water Technologies
WTS
$11.8B
– –
-2,707
Closed -$219K
YUM icon
158
Yum! Brands
YUM
$42.9B
– –
-3,350
Closed -$291K
ZBRA icon
159
Zebra Technologies
ZBRA
$12.7B
– –
-1,301
Closed -$333K
LGF.A
160
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-10,025
Closed -$74K
CMRX
161
DELISTED
Chimerix, Inc.
CMRX
– –
-10,464
Closed -$32K
VOXX
162
DELISTED
VOXX International Corporation Class A
VOXX
– –
-37,650
Closed -$218K
BCOV
163
DELISTED
Brightcove, Inc.
BCOV
– –
-23,439
Closed -$185K
SCWX
164
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
– –
-23,553
Closed -$269K
MRO
165
DELISTED
Marathon Oil Corporation
MRO
– –
-20,314
Closed -$124K
CBAY
166
DELISTED
Cymabay Therapeutics
CBAY
– –
-56,299
Closed -$196K
BFX
167
DELISTED
BowFlex Inc.
BFX
– –
-20,316
Closed -$188K
PCTI
168
DELISTED
PCTEL, Inc. Common Stock
PCTI
– –
-57,607
Closed -$385K
VAPO
169
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-1,415
Closed -$464K
NXGN
170
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-23,892
Closed -$262K
NATI
171
DELISTED
National Instruments Corp
NATI
– –
-5,781
Closed -$224K
OPNT
172
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
– –
-15,312
Closed -$138K
CFMS
173
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-2,184
Closed -$45K
CYBE
174
DELISTED
Cyberoptics Corp
CYBE
– –
-15,314
Closed -$493K
AFI
175
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-44,862
Closed -$134K
4 5 6
7
8

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SC
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KPC
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CIM
Castleton Investment Management Stamford, Connecticut $10M AUM 20.83% 1-Year Est. Return
BCIM
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MVUM
Matrix VIII US Management Cambridge, Massachusetts $6.07M AUM 40.92% 1-Year Est. Return
NC
Numen Capital London, United Kingdom $13.5M AUM 47.6% 1-Year Est. Return
FWCM
First Western Capital Management Los Angeles, California $4.71M AUM 11.17% 1-Year Est. Return
FP
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Alambic Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Alambic Investment Management held 181 positions worth $9.12M, down 77% from $39.9M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Alambic Investment Management withdrew a net $30.4M in Q3 2020, closing 108 positions and reducing 44 holdings. Its most notable exit was Collectors Universe, an estimated $605K position sold in full.

By sector, the portfolio is most concentrated in Technology at 36% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Alambic Investment Management opened a new position in Satsuma Pharmaceuticals, Inc. Common Stock worth $81K.

  • Alambic Investment Management's largest Q3 2020 buy was Satsuma Pharmaceuticals, Inc. Common Stock: 20,711 shares worth $81K.
  • Alambic Investment Management added most to Rimini Street in Q3 2020, an estimated $55.9K increase.
  • Alambic Investment Management's biggest Q3 2020 reduction was NEOPHOTONICS CORP, cutting an estimated $556K.
  • Alambic Investment Management fully exited Collectors Universe in Q3 2020, selling an estimated $605K.
  • Alambic Investment Management's ten largest holdings make up 38% of its $9.12M portfolio in Q3 2020.
  • Alambic Investment Management opened 18 new positions and closed 108 in Q3 2020.
  • Alambic Investment Management's portfolio value fell 77% quarter-over-quarter to $9.12M.

Based on Alambic Investment Management's 13F filing for Q3 2020, filed 13 Nov 2020.