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AIM
Alambic Investment Management Portfolio holdings
AUM
$9.12M
1-Year Est. Return
34.54%
This Fund
S&P 500
This Quarter
Est. Return
+10.58%
1 Year Est. Return
+34.54%
3 Year Est. Return
+47.56%
5 Year Est. Return
+107.87%
10 Year Est. Return
–
AUM
$9.12M
AUM Growth
-$30.8M
(-77%)
Cap. Flow
-$30.4M
Cap. Flow
% of AUM
-333.8%
Top 10 Holdings %
Top 10 Hldgs %
37.71%
Holding
181
New
18
Increased
8
Reduced
44
Closed
108
Top Buys
| 1 |
STSA
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
|
+$416K |
| 2 |
CoStar Group
CSGP
|
+$207K |
| 3 |
DNOW Inc
DNOW
|
+$192K |
| 4 |
Photronics
PLAB
|
+$131K |
| 5 |
Gyre Therapeutics
GYRE
|
+$92.2K |
Top Sells
| 1 |
CLCT
Collectors Universe
CLCT
|
+$605K |
| 2 |
Materion
MTRN
|
+$581K |
| 3 |
Corteva
CTVA
|
+$581K |
| 4 |
NPTN
NEOPHOTONICS CORP
NPTN
|
+$556K |
| 5 |
SPTN
SpartanNash
SPTN
|
+$543K |
Sector Composition
| 1 | Technology | 35.8% |
| 2 | Healthcare | 31.98% |
| 3 | Industrials | 8.99% |
| 4 | Energy | 5.56% |
| 5 | Consumer Staples | 4.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Cyclerion Therapeutics
CYCN
$15.6M
| $63K | 0.69% |
515
-538
| -51% | -$61.5K |
|
|
GRTS
52
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $57K | 0.63% |
+21,655
| New | +$80.4K |
|
53
Accuray
ARAY
$30.9M
| $54K | 0.59% |
22,354
-7,300
| -25% | -$17K |
|
|
ARC
54
DELISTED
ARC Document Solutions, Inc.
ARC
| $54K | 0.59% |
60,143
-31,858
| -35% | -$33.7K |
|
|
SYBX
55
DELISTED
Synlogic
SYBX
| $52K | 0.57% |
1,727
-1,013
| -37% | -$33.3K |
|
|
FLNT
56
Fluent
FLNT
$109M
| $45K | 0.49% |
3,030
-1,467
| -33% | -$21.3K |
|
|
ATRS
57
DELISTED
Antares Pharma, Inc.
ATRS
| $45K | 0.49% |
16,769
-28,800
| -63% | -$79.7K |
|
|
EMKR
58
DELISTED
Emcore Corp
EMKR
| $44K | 0.48% |
1,339
-20
| -1% | -$661 |
|
|
NAGE
59
Niagen Bioscience
NAGE
$271M
| $43K | 0.47% |
+10,810
| New | +$52.1K |
|
|
CBIO
60
Crescent Biopharma
CBIO
$410M
| $42K | 0.46% |
+138
| New | +$52.7K |
|
|
ETTX
61
DELISTED
Entasis Therapeutics Holdings Inc.
ETTX
| $42K | 0.46% |
+20,682
| New | +$59K |
|
62
Coty
COTY
$2.28B
| $41K | 0.45% |
+15,200
| New | +$57.4K |
|
63
Savara
SVRA
$1.13B
| $40K | 0.44% |
+36,546
| New | +$62.5K |
|
|
LITS
64
Lite Strategy Inc
LITS
$32.8M
| $39K | 0.43% |
+625
| New | +$37.7K |
|
|
RLH
65
DELISTED
Red Lions Hotel Corporation
RLH
| $38K | 0.42% |
17,688
| – | – |
|
|
DRRX
66
DELISTED
DURECT Corp
DRRX
| $36K | 0.39% |
2,088
+18
| +0.9% | +$361 |
|
|
ALSK
67
DELISTED
Alaska Communications Systems
ALSK
| $32K | 0.35% |
15,800
+1,000
| +7% | +$2.31K |
|
68
Helix Energy Solutions
HLX
$1.4B
| $31K | 0.34% |
+12,712
| New | +$46.4K |
|
69
VYNE Therapeutics
VYNE
$24.9M
| $25K | 0.27% |
+211
| New | +$24.6K |
|
|
SYNC
70
DELISTED
Synacor, Inc.
SYNC
| $25K | 0.27% |
16,700
-3,700
| -18% | -$4.5K |
|
71
Abeona Therapeutics
ABEO
$402M
| $24K | 0.26% |
+924
| New | +$58.3K |
|
|
PVLA
72
Palvella Therapeutics
PVLA
$2.18B
| $23K | 0.25% |
+136
| New | +$31K |
|
73
Forum Energy Technologies
FET
$591M
| $10K | 0.11% |
936
-735
| -44% | -$7.39K |
|
74
Alcoa
AA
$12B
| – | – |
-20,800
| Closed | -$234K |
|
75
Autodesk
ADSK
$46.1B
| – | – |
-1,079
| Closed | -$258K |
|
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Alambic Investment Management's Q3 2020 Portfolio in Review
As of Q3 2020, Alambic Investment Management held 181 positions worth $9.12M, down 77% from $39.9M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Alambic Investment Management withdrew a net $30.4M in Q3 2020, closing 108 positions and reducing 44 holdings. Its most notable exit was Collectors Universe, an estimated $605K position sold in full.
By sector, the portfolio is most concentrated in Technology at 36% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Alambic Investment Management opened a new position in Satsuma Pharmaceuticals, Inc. Common Stock worth $81K.
- Alambic Investment Management's largest Q3 2020 buy was Satsuma Pharmaceuticals, Inc. Common Stock: 20,711 shares worth $81K.
- Alambic Investment Management added most to Rimini Street in Q3 2020, an estimated $55.9K increase.
- Alambic Investment Management's biggest Q3 2020 reduction was NEOPHOTONICS CORP, cutting an estimated $556K.
- Alambic Investment Management fully exited Collectors Universe in Q3 2020, selling an estimated $605K.
- Alambic Investment Management's ten largest holdings make up 38% of its $9.12M portfolio in Q3 2020.
- Alambic Investment Management opened 18 new positions and closed 108 in Q3 2020.
- Alambic Investment Management's portfolio value fell 77% quarter-over-quarter to $9.12M.
Based on Alambic Investment Management's 13F filing for Q3 2020, filed 13 Nov 2020.