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AIM

Alambic Investment Management Portfolio holdings

AUM $9.12M
1-Year Est. Return 34.55%
This Fund
S&P 500
This Quarter Est. Return
+8.18%
1 Year Est. Return
+34.55%
3 Year Est. Return
+47.56%
5 Year Est. Return
+107.87%
10 Year Est. Return
–
AUM
$564M
AUM Growth
+$138M
Cap. Flow
+$110M
Cap. Flow %
19.56%
Top 10 Hldgs %
8.29%
Holding
645
New
142
Increased
248
Reduced
144
Closed
83

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$3.87M
2
HTZ
Hertz Global Holdings, Inc.
HTZ
+$3.37M
3
NFX
Newfield Exploration
NFX
+$2.83M
4
IQV icon
IQVIA
IQV
+$2.59M
5
SWN
Southwestern Energy Company
SWN
+$2.31M

Top Sells

Rank Stock Value
1
MON
Monsanto Co
MON
+$2.58M
2
FLO icon
Flowers Foods
FLO
+$2.46M
3
CLX icon
Clorox
CLX
+$2.25M
4
DD
Du Pont De Nemours E I
DD
+$1.53M
5
CALY
Callaway Golf Company
CALY
+$1.48M

Sector Composition

Rank Sector Weight
1 Industrials 21.14%
2 Consumer Discretionary 18.77%
3 Technology 16.79%
4 Healthcare 9.28%
5 Communication Services 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAW icon
601
Traws Pharma
TRAW
$8.3M
– –
-2
Closed -$36K
BIG
602
DELISTED
Big Lots, Inc.
BIG
– –
-24,030
Closed -$1.15M
IMGN
603
DELISTED
Immunogen Inc
IMGN
– –
-28,700
Closed -$77K
AVTA
604
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-14,400
Closed -$161K
ZIXI
605
DELISTED
Zix Corporation
ZIXI
– –
-11,500
Closed -$47K
GPX
606
DELISTED
GP Strategies Corp.
GPX
– –
-8,446
Closed -$208K
APEX
607
DELISTED
Apex Global Brands Inc. Common Stock
APEX
– –
-1,107
Closed -$342K
SMRT
608
DELISTED
Stein Mart Inc
SMRT
– –
-28,528
Closed -$181K
PGNX
609
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-10,900
Closed -$69K
SAEX
610
DELISTED
SAExploration Holdings, Inc.
SAEX
– –
-2,170
Closed -$357K
TIVO
611
DELISTED
Tivo Inc
TIVO
– –
-73,358
Closed -$1.43M
ARQL
612
DELISTED
Arqule Inc
ARQL
– –
-81,004
Closed -$145K
SFLY
613
DELISTED
Shutterfly, Inc.
SFLY
– –
-5,700
Closed -$254K
FTD
614
DELISTED
FTD Companies, Inc. Common Stock
FTD
– –
-38,700
Closed -$796K
CBK
615
DELISTED
Christopher & Banks Corporation
CBK
– –
-44,297
Closed -$64K
ESIO
616
DELISTED
Electro Scientific Industries
ESIO
– –
-41,000
Closed -$231K
PNK
617
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-12,700
Closed -$157K
SYNT
618
DELISTED
Syntel Inc
SYNT
– –
-26,300
Closed -$1.1M
COTV
619
DELISTED
Cotiviti Holdings, Inc.
COTV
– –
-9,200
Closed -$308K
PAY
620
DELISTED
Verifone Systems Inc
PAY
– –
-39,500
Closed -$622K
MON
621
DELISTED
Monsanto Co
MON
– –
-25,200
Closed -$2.58M
BBRG
622
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
– –
-55,400
Closed -$265K
PQ
623
DELISTED
Petroquest Energy Inc Wd
PQ
– –
-12,685
Closed -$44K
WG
624
DELISTED
Willbros Group
WG
– –
-40,206
Closed -$76K
PMC
625
DELISTED
PharMerica Corporation
PMC
– –
-15,300
Closed -$429K
22 23 24
25
26

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Alambic Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Alambic Investment Management held 645 positions worth $564M, up 32% from $425M the previous quarter. Its ten largest holdings account for 8.3% of the portfolio.

Alambic Investment Management deployed $110M of net new capital in Q4 2016, opening 142 new positions and adding to 248 existing holdings. Its largest new stake was Chemours: 89,400 shares worth $1.98M.

By sector, the portfolio is most concentrated in Industrials at 21% of assets, up from 20% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Mentor Graphics Corp, an estimated $1.35M trimmed.

  • Alambic Investment Management's largest Q4 2016 buy was Chemours: 89,400 shares worth $1.98M.
  • Alambic Investment Management added most to Lumen in Q4 2016, an estimated $3.87M increase.
  • Alambic Investment Management's biggest Q4 2016 reduction was Mentor Graphics Corp, cutting an estimated $1.35M.
  • Alambic Investment Management fully exited Monsanto Co in Q4 2016, selling an estimated $2.58M.
  • Alambic Investment Management's ten largest holdings make up 8.3% of its $564M portfolio in Q4 2016.
  • Alambic Investment Management opened 142 new positions and closed 83 in Q4 2016.
  • Alambic Investment Management's portfolio value rose 32% quarter-over-quarter to $564M.

Based on Alambic Investment Management's 13F filing for Q4 2016, filed 3 Feb 2017.