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AIM

Alambic Investment Management Portfolio holdings

AUM $9.12M
1-Year Est. Return 34.55%
This Fund
S&P 500
This Quarter Est. Return
+11.49%
1 Year Est. Return
+34.55%
3 Year Est. Return
+47.56%
5 Year Est. Return
+107.87%
10 Year Est. Return
–
AUM
$119M
AUM Growth
-$13.5M
Cap. Flow
-$22.9M
Cap. Flow %
-19.14%
Top 10 Hldgs %
10.51%
Holding
389
New
91
Increased
57
Reduced
127
Closed
109

Top Buys

Rank Stock Value
1
ANAB icon
AnaptysBio
ANAB
+$1.19M
2
MTRN icon
Materion
MTRN
+$1.13M
3
NAV
Navistar International
NAV
+$1.12M
4
ADM icon
Archer Daniels Midland
ADM
+$1.07M
5
SSD icon
Simpson Manufacturing
SSD
+$1.01M

Top Sells

Rank Stock Value
1
SMPL icon
Simply Good Foods
SMPL
+$1.61M
2
LCI
Lannett Company, Inc.
LCI
+$1.37M
3
AMKR icon
Amkor Technology
AMKR
+$1.28M
4
PHM icon
Pultegroup
PHM
+$1.17M
5
MATX icon
Matsons
MATX
+$1.08M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 17.56%
2 Technology 17.44%
3 Industrials 17.21%
4 Healthcare 15.78%
5 Energy 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VATE icon
251
INNOVATE Corp
VATE
$102M
$82K 0.07%
+3,770
New +$83K
DRRX
252
DELISTED
DURECT Corp
DRRX
$81K 0.07%
+2,120
New +$43.7K
CBIO
253
Crescent Biopharma
CBIO
$625M
$80K 0.07%
152
-265
-64% -$143K
AGTC
254
DELISTED
Applied Genetic Technologies Corporation
AGTC
$80K 0.07%
17,796
-14,704
-45% -$46.5K
SLDB icon
255
Solid Biosciences
SLDB
$941M
$78K 0.07%
+1,164
New +$128K
NEOS
256
DELISTED
Neos Therapeutics, Inc
NEOS
$78K 0.07%
51,733
-11,700
-18% -$17.6K
CFMS
257
DELISTED
Conformis, Inc. Common Stock
CFMS
$76K 0.06%
+2,020
New +$95.8K
TRUE
258
DELISTED
TrueCar
TRUE
$71K 0.06%
14,900
+1,300
+10% +$5.42K
BFX
259
DELISTED
BowFlex Inc.
BFX
$69K 0.06%
39,228
– –
RMNI icon
260
Rimini Street
RMNI
$451M
$67K 0.06%
17,319
-7,110
-29% -$28.5K
ALSK
261
DELISTED
Alaska Communications Systems
ALSK
$66K 0.06%
37,194
-30,600
-45% -$52.7K
CTG
262
DELISTED
Computer Task Group, Inc.
CTG
$62K 0.05%
12,000
-14,000
-54% -$75.3K
APTX
263
DELISTED
Aptinyx Inc. Common Stock
APTX
$57K 0.05%
16,565
-14,135
-46% -$48.7K
ELGX
264
DELISTED
Endologix Inc
ELGX
$56K 0.05%
35,468
-30,803
-46% -$86.2K
VERU icon
265
Veru
VERU
$44.3M
$51K 0.04%
+1,510
New +$33.7K
CMRX
266
DELISTED
Chimerix, Inc.
CMRX
$50K 0.04%
24,864
-39,836
-62% -$73.4K
CHMA
267
DELISTED
Chiasma, Inc. Common Stock
CHMA
$50K 0.04%
+10,100
New +$52.6K
MRNS
268
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$48K 0.04%
+5,566
New +$31.2K
LEE icon
269
Lee Enterprises
LEE
$181M
$46K 0.04%
3,239
-5,516
-63% -$98.4K
DSKE
270
DELISTED
Daseke, Inc. Common Stock
DSKE
$46K 0.04%
+14,700
New +$43.1K
FTK icon
271
Flotek Industries
FTK
$1.38B
$45K 0.04%
3,778
-1,233
-25% -$14.2K
RBBN icon
272
Ribbon Communications
RBBN
$359M
$41K 0.03%
+13,100
New +$52.1K
NOVN
273
DELISTED
Novan, Inc. Common Stock
NOVN
$41K 0.03%
1,297
-230
-15% -$5.4K
SYNC
274
DELISTED
Synacor, Inc.
SYNC
$41K 0.03%
27,300
-500
-2% -$782
KALA icon
275
KALA BIO
KALA
$15.5M
$40K 0.03%
4
-3
-43% -$29K
9 10
11
12 13

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KPC
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CIM
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BCIM
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MVUM
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FWCM
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Alambic Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Alambic Investment Management held 389 positions worth $119M, down 10% from $133M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Alambic Investment Management withdrew a net $22.9M in Q4 2019, closing 109 positions and reducing 127 holdings. Its most notable exit was Simply Good Foods, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 18% of assets, up from 16% a quarter earlier, followed by Technology and Industrials.

Against the trend, Alambic Investment Management opened a new position in AnaptysBio worth $819K.

  • Alambic Investment Management's largest Q4 2019 buy was AnaptysBio: 50,400 shares worth $819K.
  • Alambic Investment Management added most to Materion in Q4 2019, an estimated $1.13M increase.
  • Alambic Investment Management's biggest Q4 2019 reduction was Amkor Technology, cutting an estimated $1.28M.
  • Alambic Investment Management fully exited Simply Good Foods in Q4 2019, selling an estimated $1.61M.
  • Alambic Investment Management's ten largest holdings make up 11% of its $119M portfolio in Q4 2019.
  • Alambic Investment Management opened 91 new positions and closed 109 in Q4 2019.
  • Alambic Investment Management's portfolio value fell 10% quarter-over-quarter to $119M.

Based on Alambic Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.