Advisory Research’s American Capital Ltd ACAS Stock Holding History

Advisory Research’s Portfolio ACAS Stock Details ACAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,623	Closed	-$184K	–	274
2016 Q2	$184K	Buy	11,623 +66	+0.6%	+$1.04K	﹤0.01%	246
2016 Q1	$176K	Buy	+11,557	New	+$161K	﹤0.01%	254
2015 Q4	–	Sell	-2,609,420	Closed	-$31.7M	–	318
2015 Q3	$31.7M	Sell	2,609,420 -978,006	-27%	-$13.1M	0.45%	69
2015 Q2	$48.6M	Buy	3,587,426 +721,058	+25%	+$10.5M	0.55%	56
2015 Q1	$42.4M	Sell	2,866,368 -1,304,618	-31%	-$19.1M	0.46%	59
2014 Q4	$60.9M	Sell	4,170,986 -1,321,633	-24%	-$19.3M	0.63%	45
2014 Q3	$77.8M	Sell	5,492,619 -313,306	-5%	-$4.78M	0.75%	44
2014 Q2	$88.8M	Buy	5,805,925 +202,693	+4%	+$3.02M	0.82%	39
2014 Q1	$88.5M	Sell	5,603,232 -160,878	-3%	-$2.48M	0.91%	34
2013 Q4	$90.2M	Buy	5,764,110 +359,597	+7%	+$5.21M	0.93%	39
2013 Q3	$74.3M	Buy	5,404,513 +1,761,541	+48%	+$23.2M	0.8%	44
2013 Q2	$46.2M	Buy	+3,642,972	New	+$50.2M	0.52%	62

Other funds holding ACAS

Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $85.4B AUM 91.09% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.6B AUM 93.19% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.04B AUM 31.03% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Paulson & Co New York $2.58B AUM 68.51% 1-Year Est. Return

Advisory Research's ACAS Position: Q3 2016 in Review

Advisory Research sold out of American Capital Ltd (ACAS) in Q3 2016, closing a stake of 11,623 shares — an estimated $184K sold.

Advisory Research first reported a position in ACAS in Q2 2013 and held it in 12 quarters. The position peaked at $90.2M in Q4 2013. 196 funds tracked by Wall St. Rank hold ACAS as of Q3 2016.

Advisory Research reported no remaining American Capital Ltd position as of Q3 2016 after selling out during the quarter.
Advisory Research sold 11,623 American Capital Ltd shares in Q3 2016, an estimated $184K.
Advisory Research first reported a position in American Capital Ltd in Q2 2013 and held it in 12 quarters.
Advisory Research's American Capital Ltd position peaked at $90.2M in Q4 2013.
196 funds tracked by Wall St. Rank held American Capital Ltd as of Q3 2016.

Based on Advisory Research's 13F filing for Q3 2016, filed 14 Nov 2016.