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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$7.01B
AUM Growth
+$388M
Cap. Flow
-$28.9M
Cap. Flow %
-0.41%
Top 10 Hldgs %
21.32%
Holding
1,550
New
86
Increased
755
Reduced
637
Closed
64

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$7.66M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$6.93M
3
SHOP icon
Shopify
SHOP
+$5.9M
4
DOUG icon
Douglas Elliman
DOUG
+$5.59M
5
MRK icon
Merck
MRK
+$4.9M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.4M
2
AAPL icon
Apple
AAPL
+$14.6M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
AMZN icon
Amazon
AMZN
+$7.95M
5
META icon
Meta Platforms (Facebook)
META
+$7.37M

Sector Composition

Rank Sector Weight
1 Technology 18.88%
2 Financials 12.6%
3 Miscellaneous 10.36%
4 Communication Services 10.24%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQL
201
abrdn Life Sciences Investors
HQL
$625M
$7.15M 0.1%
371,957
-72,780
-16% -$1.46M
CWEN.A
202
DELISTED
Clearway Energy Class A
CWEN.A
$7.12M 0.1%
212,694
+12,140
+6% +$399K
TSN icon
203
Tyson Foods
TSN
$18.4B
$7.08M 0.1%
81,208
-12,797
-14% -$1.05M
IP icon
204
International Paper
IP
$19.3B
$7.03M 0.1%
149,674
-12,800
-8% -$631K
GM icon
205
General Motors
GM
$75.3B
$7.02M 0.1%
119,773
+18,187
+18% +$1.06M
ARDC
206
Are Dynamic Credit Allocation Fund
ARDC
$295M
$7M 0.1%
428,477
-1,165
-0.3% -$18.7K
GD icon
207
General Dynamics
GD
$96.5B
$6.92M 0.1%
33,212
-3,955
-11% -$799K
OCSL icon
208
Oaktree Specialty Lending
OCSL
$1.12B
$6.9M 0.1%
308,112
+14,178
+5% +$314K
REGN icon
209
Regeneron Pharmaceuticals
REGN
$83.4B
$6.83M 0.1%
10,812
-2,642
-20% -$1.62M
NEM icon
210
Newmont
NEM
$134B
$6.79M 0.1%
109,450
+39,111
+56% +$2.22M
NEWT icon
211
NewtekOne
NEWT
$356M
$6.78M 0.1%
245,490
-3,292
-1% -$96.6K
USA icon
212
Liberty All-Star Equity Fund
USA
$1.83B
$6.73M 0.1%
803,548
-89,821
-10% -$759K
WMS icon
213
Advanced Drainage Systems
WMS
$10.1B
$6.73M 0.1%
49,447
+18,182
+58% +$2.24M
GOF icon
214
Guggenheim Strategic Opportunities Fund
GOF
$2.07B
$6.72M 0.1%
366,703
+362,011
+7,715% +$6.93M
BCV
215
Bancroft Fund
BCV
$139M
$6.71M 0.1%
253,701
-128,134
-34% -$3.7M
ILMN icon
216
Illumina
ILMN
$31.9B
$6.66M 0.1%
17,999
+392
+2% +$149K
TJX icon
217
TJX Companies
TJX
$142B
$6.66M 0.1%
87,716
-4,272
-5% -$296K
ECF
218
Ellsworth Growth & Income Fund
ECF
$170M
$6.62M 0.09%
535,907
-159,650
-23% -$2.1M
TROW icon
219
T. Rowe Price
TROW
$23.3B
$6.62M 0.09%
33,647
+3,403
+11% +$691K
HTGC icon
220
Hercules Capital
HTGC
$3.32B
$6.59M 0.09%
397,306
+23,278
+6% +$395K
DHI icon
221
D.R. Horton
DHI
$38.7B
$6.57M 0.09%
60,583
+5,579
+10% +$537K
MATV icon
222
Mativ Holdings
MATV
$693M
$6.55M 0.09%
218,928
+25,834
+13% +$851K
RGEN icon
223
Repligen
RGEN
$9.51B
$6.51M 0.09%
24,592
-968
-4% -$261K
CRH icon
224
CRH
CRH
$60.3B
$6.45M 0.09%
122,193
+12,614
+12% +$622K
ISRG icon
225
Intuitive Surgical
ISRG
$124B
$6.45M 0.09%
17,941
-1,013
-5% -$349K
7 8
9
10 11

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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advisors Asset Management held 1,550 positions worth $7.01B, up 5.9% from $6.62B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advisors Asset Management's Q4 2021 filing shows 86 new, 755 increased, 637 reduced and 64 closed positions. Its largest new stake was Douglas Elliman: 497,168 shares worth $5.45M. The largest sale was Alphabet (Google) Class A, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Miscellaneous.

  • Advisors Asset Management's largest Q4 2021 buy was Douglas Elliman: 497,168 shares worth $5.45M.
  • Advisors Asset Management added most to Block Inc in Q4 2021, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $16.4M.
  • Advisors Asset Management fully exited Guggenheim Enhanced Equity Income Fund in Q4 2021, selling an estimated $6M.
  • Advisors Asset Management's ten largest holdings make up 21% of its $7.01B portfolio in Q4 2021.
  • Advisors Asset Management opened 86 new positions and closed 64 in Q4 2021.
  • Advisors Asset Management's portfolio value rose 5.9% quarter-over-quarter to $7.01B.

Based on Advisors Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.