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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-8.31%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.27B
AUM Growth
-$1.02B
Cap. Flow
-$255M
Cap. Flow %
-4.07%
Top 10 Hldgs %
8.16%
Holding
1,944
New
111
Increased
642
Reduced
1,061
Closed
60

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$13.1M
2
CNP icon
CenterPoint Energy
CNP
+$6.32M
3
PMT
PennyMac Mortgage Investment
PMT
+$6.08M
4
CIM
Chimera Investment
CIM
+$6.06M
5
BKE icon
Buckle
BKE
+$5.94M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$19.4M
2
LLY icon
Eli Lilly
LLY
+$14.1M
3
AEO icon
American Eagle Outfitters
AEO
+$13.2M
4
DRI icon
Darden Restaurants
DRI
+$13M
5
UIL
UIL HOLDINGS
UIL
+$12.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.26%
2 Healthcare 10.87%
3 Financials 9.65%
4 Energy 8.47%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
1851
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.57B
$4K ﹤0.01%
+35
New +$3.74K
MORT icon
1852
VanEck Mortgage REIT Income ETF
MORT
$358M
$4K ﹤0.01%
+175
New +$3.77K
PIM
1853
Franklin Master Intermediate Income Trust
PIM
$153M
$4K ﹤0.01%
887
-54
-6% -$250
PPT
1854
Franklin Premier Income Trust
PPT
$323M
$4K ﹤0.01%
809
-50
-6% -$250
SJNK icon
1855
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$4K ﹤0.01%
+135
New +$3.78K
BIZD icon
1856
VanEck BDC Income ETF
BIZD
$1.65B
$3K ﹤0.01%
204
– –
EMHY icon
1857
iShares JPMorgan EM High Yield Bond ETF
EMHY
$625M
$3K ﹤0.01%
+75
New +$3.5K
HYEM icon
1858
VanEck Emerging Markets High Yield Bond ETF
HYEM
$518M
$3K ﹤0.01%
+155
New +$3.62K
QYLD icon
1859
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.34B
$3K ﹤0.01%
157
– –
REM icon
1860
iShares Mortgage Real Estate ETF
REM
$533M
$3K ﹤0.01%
+88
New +$3.75K
TFCF
1861
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$3K ﹤0.01%
+100
New +$2.97K
EXXI
1862
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$3K ﹤0.01%
2,729
-533
-16% -$895
MHR
1863
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$3K ﹤0.01%
9,284
-8,238
-47% -$7.6K
ANGL icon
1864
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.17B
$2K ﹤0.01%
+95
New +$2.53K
ICF icon
1865
iShares Select U.S. REIT ETF
ICF
$1.99B
$2K ﹤0.01%
50
– –
JNK icon
1866
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.83B
$2K ﹤0.01%
+22
New +$2.46K
RSP icon
1867
Invesco S&P 500 Equal Weight ETF
RSP
$98.3B
$2K ﹤0.01%
29
– –
XOP icon
1868
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.21B
$2K ﹤0.01%
+16
New +$2.44K
HYLD
1869
DELISTED
High Yield ETF
HYLD
$2K ﹤0.01%
+65
New +$2.52K
AIG.WS
1870
DELISTED
American International Group, Inc.
AIG.WS
$2K ﹤0.01%
82
– –
CAL icon
1871
Caleres
CAL
$408M
$1K ﹤0.01%
34
-2,585
-99% -$83.3K
FRME icon
1872
First Merchants
FRME
$2.56B
$1K ﹤0.01%
43
-3,120
-99% -$80.7K
PENN icon
1873
PENN Entertainment
PENN
$2.3B
$1K ﹤0.01%
58
– –
PRAA icon
1874
PRA Group
PRAA
$721M
$1K ﹤0.01%
17
-1,160
-99% -$67.3K
SWBI icon
1875
Smith & Wesson
SWBI
$601M
$1K ﹤0.01%
85
-5,396
-98% -$70.4K
73 74
75
76 77

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advisors Asset Management held 1,944 positions worth $6.27B, down 14% from $7.29B the previous quarter. Its ten largest holdings account for 8.2% of the portfolio.

Advisors Asset Management withdrew a net $255M in Q3 2015, closing 60 positions and reducing 1,061 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $2.97M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advisors Asset Management opened a new position in BAXALTA INC COM STK (DE) worth $11.9M.

  • Advisors Asset Management's largest Q3 2015 buy was BAXALTA INC COM STK (DE): 378,927 shares worth $11.9M.
  • Advisors Asset Management added most to CenterPoint Energy in Q3 2015, an estimated $6.32M increase.
  • Advisors Asset Management's biggest Q3 2015 reduction was Reynolds American Inc, cutting an estimated $19.4M.
  • Advisors Asset Management fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $2.97M.
  • Advisors Asset Management's ten largest holdings make up 8.2% of its $6.27B portfolio in Q3 2015.
  • Advisors Asset Management opened 111 new positions and closed 60 in Q3 2015.
  • Advisors Asset Management's portfolio value fell 14% quarter-over-quarter to $6.27B.

Based on Advisors Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.