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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.11%
2 Healthcare 9.87%
3 Technology 9.26%
4 Financials 9.23%
5 Industrials 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
1826
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.21B
$2K ﹤0.01%
16
– –
HYLD
1827
DELISTED
High Yield ETF
HYLD
$2K ﹤0.01%
65
– –
CAL icon
1828
Caleres
CAL
$408M
$1K ﹤0.01%
34
– –
ECPG icon
1829
Encore Capital Group
ECPG
$2.09B
$1K ﹤0.01%
25
– –
KFY icon
1830
Korn Ferry
KFY
$4.14B
$1K ﹤0.01%
31
– –
PENN icon
1831
PENN Entertainment
PENN
$2.33B
$1K ﹤0.01%
58
– –
PRAA icon
1832
PRA Group
PRAA
$723M
$1K ﹤0.01%
17
– –
RGEN icon
1833
Repligen
RGEN
$9.31B
$1K ﹤0.01%
26
– –
ECOL
1834
DELISTED
US Ecology, Inc.
ECOL
$1K ﹤0.01%
22
– –
AIG.WS
1835
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
61
– –
WBC
1836
DELISTED
WABCO HOLDINGS INC.
WBC
$1K ﹤0.01%
9
– –
ACP
1837
abrdn Income Credit Strategies Fund
ACP
$619M
– –
-114,713
Closed -$1.33M
ARTNA icon
1838
Artesian Resources
ARTNA
$377M
– –
-3,849
Closed -$131K
AZTA icon
1839
Azenta
AZTA
$1.33B
– –
-10,120
Closed -$114K
BDN
1840
Brandywine Realty Trust
BDN
$513M
– –
-22,302
Closed -$375K
CCM
1841
Concord Medical Services
CCM
$18.1M
– –
-1,470
Closed -$57K
FTF
1842
Franklin Limited Duration Income Trust
FTF
$231M
– –
-53,338
Closed -$619K
GTY
1843
Getty Realty Corp
GTY
$2.04B
– –
-17,434
Closed -$374K
ICLR icon
1844
Icon
ICLR
$12.3B
– –
-10,140
Closed -$710K
IIM icon
1845
Invesco Value Municipal Income Trust
IIM
$574M
– –
-87,506
Closed -$1.55M
INN
1846
Summit Hotel Properties
INN
$603M
– –
-37,122
Closed -$491K
LILA icon
1847
Liberty Latin America Class A
LILA
$1.69B
– –
-848
Closed -$18K
MLCO icon
1848
Melco Resorts & Entertainment
MLCO
$1.93B
– –
-3,833
Closed -$48K
MSEX icon
1849
Middlesex Water
MSEX
$1.09B
– –
-4,602
Closed -$200K
NWN icon
1850
Northwest Natural Holdings
NWN
$2.06B
– –
-2,586
Closed -$168K
72 73
74
75 76

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.