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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+15.51%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.41B
AUM Growth
+$1,000M
Cap. Flow
-$56.4M
Cap. Flow %
-0.88%
Top 10 Hldgs %
23.76%
Holding
1,579
New
59
Increased
636
Reduced
811
Closed
71

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$8.63M
2
SHOP icon
Shopify
SHOP
+$5.19M
3
QCOM icon
Qualcomm
QCOM
+$4.6M
4
TMUS icon
T-Mobile US
TMUS
+$4.13M
5
JPM icon
JPMorgan Chase
JPM
+$4.07M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
PFE icon
Pfizer
PFE
+$8.83M
3
AAPL icon
Apple
AAPL
+$7.07M
4
BBWI icon
Bath & Body Works
BBWI
+$5.76M
5
ACN icon
Accenture
ACN
+$5.46M

Sector Composition

Rank Sector Weight
1 Technology 16.99%
2 Miscellaneous 14.19%
3 Financials 12.66%
4 Consumer Discretionary 10.99%
5 Communication Services 10.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
1551
Tapestry
TPR
$22.7B
– –
-98,004
Closed -$1.53M
TRGP icon
1552
Targa Resources
TRGP
$62.5B
– –
-17
Closed -$239
TRIP icon
1553
TripAdvisor
TRIP
$1.03B
– –
-872
Closed -$17.1K
UA icon
1554
Under Armour Class C
UA
$2.06B
– –
-1,938
Closed -$19.1K
NKLA
1555
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-144
Closed -$88.5K
SGEN
1556
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-11,377
Closed -$2.23M
ICPT
1557
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-3,848
Closed -$160K
AUD
1558
DELISTED
Audacy, Inc.
AUD
– –
-56,148
Closed -$90.4K
FMO
1559
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-14,096
Closed -$101K
GWB
1560
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-4,094
Closed -$51K
PRAH
1561
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-3,043
Closed -$309K
EFF
1562
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-68,313
Closed -$958K
PRSP
1563
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-28
Closed -$545
HMSY
1564
DELISTED
HMS Holdings Corp.
HMSY
– –
-381
Closed -$9.13K
VRTU
1565
DELISTED
Virtusa Corporation
VRTU
– –
-259
Closed -$12.7K
TCO
1566
DELISTED
Taubman Centers Inc.
TCO
– –
-3,262
Closed -$109K
MVC
1567
DELISTED
MVC Capital, Inc.
MVC
– –
-187,380
Closed -$1.46M
TLI
1568
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-48,606
Closed -$450K
WMGI
1569
DELISTED
Wright Medical Group Inc
WMGI
– –
-4,804
Closed -$147K
ADSW
1570
DELISTED
Advanced Disposal Services Inc
ADSW
– –
-2,460
Closed -$74.4K
IMMU
1571
DELISTED
Immunomedics Inc
IMMU
– –
-5,820
Closed -$495K
DNI
1572
DELISTED
Dividend and Income Fund
DNI
– –
-185,470
Closed -$1.69M
AMTD
1573
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-5,788
Closed -$227K
NBL
1574
DELISTED
Noble Energy, Inc.
NBL
– –
-8,897
Closed -$76.1K
ETFC
1575
DELISTED
E*Trade Financial Corporation
ETFC
– –
-9,411
Closed -$471K
60 61 62
63
64

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EB
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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q4 2020 Portfolio in Review

As of Q4 2020, Advisors Asset Management held 1,579 positions worth $6.41B, up 18% from $5.41B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Advisors Asset Management's Q4 2020 filing shows 59 new, 636 increased, 811 reduced and 71 closed positions. Its largest new stake was ALPS Sector Dividend Dogs ETF: 41,991 shares worth $1.87M. The largest sale was Microsoft, an estimated $10.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Miscellaneous and Financials.

  • Advisors Asset Management's largest Q4 2020 buy was ALPS Sector Dividend Dogs ETF: 41,991 shares worth $1.87M.
  • Advisors Asset Management added most to Merck in Q4 2020, an estimated $8.63M increase.
  • Advisors Asset Management's biggest Q4 2020 reduction was Microsoft, cutting an estimated $10.9M.
  • Advisors Asset Management fully exited Seagen Inc. Common Stock in Q4 2020, selling an estimated $2.23M.
  • Advisors Asset Management's ten largest holdings make up 24% of its $6.41B portfolio in Q4 2020.
  • Advisors Asset Management opened 59 new positions and closed 71 in Q4 2020.
  • Advisors Asset Management's portfolio value rose 18% quarter-over-quarter to $6.41B.

Based on Advisors Asset Management's 13F filing for Q4 2020, filed 12 Feb 2021.