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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-2.43%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$4.69B
AUM Growth
-$257M
Cap. Flow
-$77.2M
Cap. Flow %
-1.64%
Top 10 Hldgs %
15.4%
Holding
1,479
New
62
Increased
652
Reduced
682
Closed
74

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$5.86M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.97M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$2.85M
4
NIE
Virtus Equity & Convertible Income Fund
NIE
+$2.79M
5
CIVI
Civitas Resources
CIVI
+$2.43M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.7M
2
AAPL icon
Apple
AAPL
+$8.96M
3
META icon
Meta Platforms (Facebook)
META
+$8.87M
4
JPM icon
JPMorgan Chase
JPM
+$6.07M
5
INTC icon
Intel
INTC
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Miscellaneous 14.02%
3 Financials 11.29%
4 Healthcare 9.96%
5 Industrials 9.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABB
1476
DELISTED
ABB Ltd
ABB
– –
-59,325
Closed -$2.33M
ARVL
1477
DELISTED
Arrival Ordinary Shares
ARVL
– –
-60
Closed -$155
JSD
1478
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-125,349
Closed -$1.45M
JRO
1479
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-374,905
Closed -$2.92M
56 57 58 59
60

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PA
Parallel Advisors San Francisco, California $6.56B AUM 32.24% 1-Year Est. Return
GRP
Global Retirement Partners San Rafael, California $6.54B AUM
EB
Eastern Bank Boston, Massachusetts $6.53B AUM 30.05% 1-Year Est. Return
KGA
K5 Global Advisor Miami Beach, Florida $6.59B AUM
WHRC
W.H. Reaves & Co Jersey City, New Jersey $6.59B AUM 31.9% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.6B AUM 30.67% 1-Year Est. Return
SWP
Sagespring Wealth Partners Franklin, Tennessee $6.51B AUM 25.32% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

Advisors Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Advisors Asset Management held 1,479 positions worth $4.69B, down 5.2% from $4.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advisors Asset Management's Q3 2023 filing shows 62 new, 652 increased, 682 reduced and 74 closed positions. Its largest new stake was Nu Skin: 53,015 shares worth $1.12M. The largest sale was Microsoft, an estimated $10.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Miscellaneous and Financials.

  • Advisors Asset Management's largest Q3 2023 buy was Nu Skin: 53,015 shares worth $1.12M.
  • Advisors Asset Management added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $5.86M increase.
  • Advisors Asset Management's biggest Q3 2023 reduction was Microsoft, cutting an estimated $10.7M.
  • Advisors Asset Management fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $3.09M.
  • Advisors Asset Management's ten largest holdings make up 15% of its $4.69B portfolio in Q3 2023.
  • Advisors Asset Management opened 62 new positions and closed 74 in Q3 2023.
  • Advisors Asset Management's portfolio value fell 5.2% quarter-over-quarter to $4.69B.

Based on Advisors Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.