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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-8.31%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.27B
AUM Growth
-$1.02B
Cap. Flow
-$255M
Cap. Flow %
-4.07%
Top 10 Hldgs %
8.16%
Holding
1,944
New
111
Increased
642
Reduced
1,061
Closed
60

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$13.1M
2
CNP icon
CenterPoint Energy
CNP
+$6.32M
3
PMT
PennyMac Mortgage Investment
PMT
+$6.08M
4
CIM
Chimera Investment
CIM
+$6.06M
5
BKE icon
Buckle
BKE
+$5.94M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$19.4M
2
LLY icon
Eli Lilly
LLY
+$14.1M
3
AEO icon
American Eagle Outfitters
AEO
+$13.2M
4
DRI icon
Darden Restaurants
DRI
+$13M
5
UIL
UIL HOLDINGS
UIL
+$12.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.26%
2 Healthcare 10.87%
3 Financials 9.65%
4 Energy 8.47%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKS icon
1326
Dick's Sporting Goods
DKS
$11.9B
$235K ﹤0.01%
4,739
-135
-3% -$6.82K
CBT icon
1327
Cabot Corp
CBT
$4.1B
$233K ﹤0.01%
7,389
-543
-7% -$18.8K
UMH
1328
UMH Properties
UMH
$1.34B
$232K ﹤0.01%
24,920
-11,359
-31% -$108K
VYX icon
1329
NCR Voyix
VYX
$1.15B
$232K ﹤0.01%
16,597
-7,240
-30% -$121K
HMIN
1330
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$231K ﹤0.01%
8,021
-318
-4% -$8.96K
LGCY
1331
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$229K ﹤0.01%
55,985
-49,216
-47% -$332K
CTCM
1332
DELISTED
CTC MEDIA INC COM STK
CTCM
$229K ﹤0.01%
130,932
-16,595
-11% -$30.7K
HNW
1333
DELISTED
Pioneer Diversified High Income Fund
HNW
$228K ﹤0.01%
+15,445
New +$240K
CLNY
1334
DELISTED
Colony Capital, Inc.
CLNY
$228K ﹤0.01%
11,654
-11,807
-50% -$261K
CLDT
1335
Chatham Lodging
CLDT
$601M
$227K ﹤0.01%
10,571
-1,334
-11% -$33.1K
RMD icon
1336
ResMed
RMD
$31.7B
$226K ﹤0.01%
4,442
-3,006
-40% -$162K
MNK
1337
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$224K ﹤0.01%
3,504
-913
-21% -$90.4K
ATO icon
1338
Atmos Energy
ATO
$28.2B
$223K ﹤0.01%
3,825
+104
+3% +$5.71K
MOG.A icon
1339
Moog Inc Class A
MOG.A
$11.6B
$223K ﹤0.01%
4,130
-707
-15% -$45.5K
PBP icon
1340
Invesco S&P 500 BuyWrite ETF
PBP
$381M
$223K ﹤0.01%
11,048
+10,874
+6,249% +$228K
WTS icon
1341
Watts Water Technologies
WTS
$11.9B
$223K ﹤0.01%
4,230
-3,475
-45% -$185K
EDI
1342
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$223K ﹤0.01%
+19,588
New +$247K
IGSB icon
1343
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$222K ﹤0.01%
+4,218
New +$222K
HIG icon
1344
Hartford Financial Services
HIG
$37B
$221K ﹤0.01%
4,838
+2,276
+89% +$105K
BSV icon
1345
Vanguard Short-Term Bond ETF
BSV
$46.4B
$220K ﹤0.01%
+2,733
New +$219K
SPSB icon
1346
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$220K ﹤0.01%
+7,219
New +$220K
PFPT
1347
DELISTED
Proofpoint, Inc.
PFPT
$220K ﹤0.01%
+3,642
New +$226K
DDD icon
1348
3D Systems Corp
DDD
$562M
$217K ﹤0.01%
18,806
-11,969
-39% -$166K
ECPG icon
1349
Encore Capital Group
ECPG
$2.06B
$217K ﹤0.01%
5,852
-2,165
-27% -$88.4K
NFLX icon
1350
Netflix
NFLX
$317B
$217K ﹤0.01%
21,000
– –
52 53
54
55 56

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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advisors Asset Management held 1,944 positions worth $6.27B, down 14% from $7.29B the previous quarter. Its ten largest holdings account for 8.2% of the portfolio.

Advisors Asset Management withdrew a net $255M in Q3 2015, closing 60 positions and reducing 1,061 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $2.97M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advisors Asset Management opened a new position in BAXALTA INC COM STK (DE) worth $11.9M.

  • Advisors Asset Management's largest Q3 2015 buy was BAXALTA INC COM STK (DE): 378,927 shares worth $11.9M.
  • Advisors Asset Management added most to CenterPoint Energy in Q3 2015, an estimated $6.32M increase.
  • Advisors Asset Management's biggest Q3 2015 reduction was Reynolds American Inc, cutting an estimated $19.4M.
  • Advisors Asset Management fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $2.97M.
  • Advisors Asset Management's ten largest holdings make up 8.2% of its $6.27B portfolio in Q3 2015.
  • Advisors Asset Management opened 111 new positions and closed 60 in Q3 2015.
  • Advisors Asset Management's portfolio value fell 14% quarter-over-quarter to $6.27B.

Based on Advisors Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.