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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$7.01B
AUM Growth
+$388M
Cap. Flow
-$28.9M
Cap. Flow %
-0.41%
Top 10 Hldgs %
21.32%
Holding
1,550
New
86
Increased
755
Reduced
637
Closed
64

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$7.66M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$6.93M
3
SHOP icon
Shopify
SHOP
+$5.9M
4
DOUG icon
Douglas Elliman
DOUG
+$5.59M
5
MRK icon
Merck
MRK
+$4.9M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.4M
2
AAPL icon
Apple
AAPL
+$14.6M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
AMZN icon
Amazon
AMZN
+$7.95M
5
META icon
Meta Platforms (Facebook)
META
+$7.37M

Sector Composition

Rank Sector Weight
1 Technology 18.88%
2 Financials 12.6%
3 Miscellaneous 10.36%
4 Communication Services 10.24%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHC icon
1101
National Healthcare
NHC
$3.46B
$348K 0.01%
5,121
-1,902
-27% -$132K
SU icon
1102
Suncor Energy
SU
$79.4B
$342K ﹤0.01%
13,655
+4,157
+44% +$101K
BWIN
1103
Baldwin Insurance Group
BWIN
$2.88B
$340K ﹤0.01%
9,405
-46
-0.5% -$1.7K
LTHM
1104
DELISTED
Livent Corporation
LTHM
$339K ﹤0.01%
+13,889
New +$377K
VICR icon
1105
Vicor
VICR
$8.91B
$339K ﹤0.01%
+2,666
New +$377K
IDA icon
1106
Idacorp
IDA
$7.98B
$338K ﹤0.01%
2,979
-1,094
-27% -$116K
NIO icon
1107
NIO
NIO
$9.5B
$335K ﹤0.01%
10,582
+9,125
+626% +$335K
DOV icon
1108
Dover
DOV
$26.2B
$333K ﹤0.01%
1,834
+470
+34% +$79.8K
HAIN icon
1109
Hain Celestial
HAIN
$61.5M
$331K ﹤0.01%
7,777
-435
-5% -$18.6K
LITE icon
1110
Lumentum
LITE
$87.8B
$331K ﹤0.01%
3,130
-34
-1% -$3.1K
CVI icon
1111
CVR Energy
CVI
$4.64B
$329K ﹤0.01%
19,569
-7,405
-27% -$131K
NXC
1112
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$324K ﹤0.01%
19,614
-10,655
-35% -$166K
SRCL
1113
DELISTED
Stericycle Inc
SRCL
$323K ﹤0.01%
5,419
-3,053
-36% -$191K
RDS.B
1114
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$323K ﹤0.01%
7,447
+13
+0.2% +$586
CSIQ icon
1115
Canadian Solar
CSIQ
$942M
$322K ﹤0.01%
10,285
+8,892
+638% +$318K
FT
1116
Franklin Universal Trust
FT
$193M
$320K ﹤0.01%
37,856
-111,801
-75% -$922K
VRTS icon
1117
Virtus Investment Partners
VRTS
$1.05B
$319K ﹤0.01%
1,073
-82
-7% -$25.5K
TPTX
1118
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$317K ﹤0.01%
6,652
-156
-2% -$6.97K
BEPC icon
1119
Brookfield Renewable
BEPC
$6.04B
$316K ﹤0.01%
8,572
+6,560
+326% +$250K
BLDP
1120
Ballard Power Systems
BLDP
$715M
$315K ﹤0.01%
25,111
+21,587
+613% +$326K
CS
1121
DELISTED
Credit Suisse Group
CS
$315K ﹤0.01%
32,677
+11,087
+51% +$111K
CCXI
1122
DELISTED
ChemoCentryx, Inc.
CCXI
$314K ﹤0.01%
8,612
-273
-3% -$9.58K
CP icon
1123
Canadian Pacific Kansas City
CP
$80.1B
$310K ﹤0.01%
4,307
+2,546
+145% +$186K
REG icon
1124
Regency Centers
REG
$13.9B
$309K ﹤0.01%
4,106
-162
-4% -$11.7K
HNST icon
1125
The Honest Company
HNST
$616M
$309K ﹤0.01%
38,220
+21,701
+131% +$191K
43 44
45
46 47

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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advisors Asset Management held 1,550 positions worth $7.01B, up 5.9% from $6.62B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advisors Asset Management's Q4 2021 filing shows 86 new, 755 increased, 637 reduced and 64 closed positions. Its largest new stake was Douglas Elliman: 497,168 shares worth $5.45M. The largest sale was Alphabet (Google) Class A, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Miscellaneous.

  • Advisors Asset Management's largest Q4 2021 buy was Douglas Elliman: 497,168 shares worth $5.45M.
  • Advisors Asset Management added most to Block Inc in Q4 2021, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $16.4M.
  • Advisors Asset Management fully exited Guggenheim Enhanced Equity Income Fund in Q4 2021, selling an estimated $6M.
  • Advisors Asset Management's ten largest holdings make up 21% of its $7.01B portfolio in Q4 2021.
  • Advisors Asset Management opened 86 new positions and closed 64 in Q4 2021.
  • Advisors Asset Management's portfolio value rose 5.9% quarter-over-quarter to $7.01B.

Based on Advisors Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.