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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.11%
2 Healthcare 9.87%
3 Technology 9.26%
4 Financials 9.23%
5 Industrials 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
51
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
$21.1M 0.35%
2,910,137
-269,351
-8% -$1.92M
OLN icon
52
Olin
OLN
$1.99B
$21.1M 0.35%
1,026,746
+135,132
+15% +$2.91M
CNSL
53
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$20.9M 0.34%
826,112
-43,869
-5% -$1.13M
PG icon
54
Procter & Gamble
PG
$331B
$20.8M 0.34%
232,126
-11,255
-5% -$978K
JOY
55
DELISTED
Joy Global Inc
JOY
$20.7M 0.34%
746,636
-27,101
-4% -$719K
SO icon
56
Southern Company
SO
$102B
$20.4M 0.33%
397,207
-99,011
-20% -$5.21M
JDD
57
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$20.3M 0.33%
1,740,488
-231,672
-12% -$2.77M
RITM icon
58
Rithm Capital
RITM
$5.51B
$20.1M 0.33%
1,457,135
+330,286
+29% +$4.6M
FDX icon
59
FedEx
FDX
$73.2B
$20.1M 0.33%
114,950
-202
-0.2% -$33.1K
ISIL
60
DELISTED
Intersil Corp
ISIL
$19.9M 0.33%
908,982
-524,721
-37% -$9.09M
HTD
61
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$886M
$19.8M 0.33%
811,556
-115,645
-12% -$2.84M
UNH icon
62
UnitedHealth
UNH
$353B
$19.7M 0.32%
140,955
+1,719
+1% +$241K
PMT
63
PennyMac Mortgage Investment
PMT
$821M
$19.6M 0.32%
1,260,878
+39,819
+3% +$621K
MATV icon
64
Mativ Holdings
MATV
$687M
$19.6M 0.32%
509,059
+12,937
+3% +$493K
BKE icon
65
Buckle
BKE
$2.1B
$19.5M 0.32%
810,876
+79,768
+11% +$2.06M
TUP
66
DELISTED
Tupperware Brands Corporation
TUP
$19.2M 0.32%
294,373
+230
+0.1% +$14.5K
MAT icon
67
Mattel
MAT
$3.93B
$19.2M 0.31%
633,972
-265,260
-29% -$8.67M
CIM
68
Chimera Investment
CIM
$963M
$19M 0.31%
396,814
-100,335
-20% -$4.91M
AGNC icon
69
AGNC Investment
AGNC
$12.5B
$18.5M 0.3%
948,719
+2,784
+0.3% +$54.5K
FIF
70
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$18.3M 0.3%
953,441
+50,601
+6% +$901K
PAYX icon
71
Paychex
PAYX
$40.8B
$18.2M 0.3%
314,884
+39,079
+14% +$2.34M
AOD
72
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$18.2M 0.3%
2,380,809
-463,367
-16% -$3.53M
BLK icon
73
Blackrock
BLK
$166B
$18M 0.3%
49,664
+3,449
+7% +$1.25M
UNP icon
74
Union Pacific
UNP
$169B
$17.9M 0.29%
183,902
-26,415
-13% -$2.47M
DBD
75
DELISTED
Diebold Nixdorf Incorporated
DBD
$17.8M 0.29%
717,990
+178,600
+33% +$4.74M
1 2
3
4 5

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EB
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KGA
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WHRC
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AWA
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SWP
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.