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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$7.01B
AUM Growth
+$388M
Cap. Flow
-$28.9M
Cap. Flow %
-0.41%
Top 10 Hldgs %
21.32%
Holding
1,550
New
86
Increased
755
Reduced
637
Closed
64

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$7.66M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$6.93M
3
SHOP icon
Shopify
SHOP
+$5.9M
4
DOUG icon
Douglas Elliman
DOUG
+$5.59M
5
MRK icon
Merck
MRK
+$4.9M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.4M
2
AAPL icon
Apple
AAPL
+$14.6M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
AMZN icon
Amazon
AMZN
+$7.95M
5
META icon
Meta Platforms (Facebook)
META
+$7.37M

Sector Composition

Rank Sector Weight
1 Technology 18.88%
2 Financials 12.6%
3 Miscellaneous 10.36%
4 Communication Services 10.24%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
601
Invesco Quality Municipal Securities
IQI
$529M
$2.03M 0.03%
149,482
+58,847
+65% +$777K
PRGS icon
602
Progress Software
PRGS
$1.73B
$2.03M 0.03%
42,035
+5,517
+15% +$275K
MCN
603
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$2.03M 0.03%
252,772
-30,544
-11% -$244K
EL icon
604
Estee Lauder
EL
$36.8B
$2.03M 0.03%
5,473
-1,678
-23% -$570K
YUM icon
605
Yum! Brands
YUM
$40.8B
$2.03M 0.03%
14,585
-7,516
-34% -$961K
STAA icon
606
STAAR Surgical
STAA
$1.21B
$2.02M 0.03%
22,129
-1,365
-6% -$146K
FSS icon
607
Federal Signal
FSS
$7.22B
$2.02M 0.03%
46,583
+5,506
+13% +$239K
INFY icon
608
Infosys
INFY
$45.1B
$2.01M 0.03%
79,596
-2,214
-3% -$51.5K
NVCR icon
609
NovoCure
NVCR
$1.96B
$1.99M 0.03%
26,516
-3,576
-12% -$359K
NDMO icon
610
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$588M
$1.99M 0.03%
119,558
+48,044
+67% +$760K
SLRC icon
611
SLR Investment Corp
SLRC
$680M
$1.99M 0.03%
107,916
-20,476
-16% -$392K
MAC icon
612
Macerich
MAC
$6.69B
$1.99M 0.03%
114,997
-28,902
-20% -$541K
SBNY
613
DELISTED
Signature Bank
SBNY
$1.98M 0.03%
6,126
+1,374
+29% +$428K
PLUG icon
614
Plug Power
PLUG
$3.16B
$1.98M 0.03%
70,185
-30,490
-30% -$1.05M
UPBD icon
615
Upbound Group
UPBD
$1.08B
$1.98M 0.03%
41,120
+12,366
+43% +$618K
MMP
616
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.97M 0.03%
42,522
+7,793
+22% +$368K
XEL icon
617
Xcel Energy
XEL
$48B
$1.97M 0.03%
29,133
-3,823
-12% -$249K
BIO icon
618
Bio-Rad Laboratories Class A
BIO
$10.2B
$1.97M 0.03%
2,606
-228
-8% -$171K
NI icon
619
NiSource
NI
$20.1B
$1.96M 0.03%
71,120
+11,810
+20% +$300K
ALGN icon
620
Align Technology
ALGN
$10.9B
$1.96M 0.03%
2,987
+102
+4% +$65.6K
GEL icon
621
Genesis Energy
GEL
$1.93B
$1.96M 0.03%
182,942
+41,819
+30% +$465K
OKTA icon
622
Okta
OKTA
$29.3B
$1.96M 0.03%
8,729
+406
+5% +$96.7K
BABA icon
623
Alibaba
BABA
$280B
$1.95M 0.03%
16,449
-6,171
-27% -$899K
UL icon
624
Unilever
UL
$137B
$1.95M 0.03%
32,230
+2,229
+7% +$132K
ENPH icon
625
Enphase Energy
ENPH
$5.13B
$1.95M 0.03%
10,640
+4,977
+88% +$1.04M
23 24
25
26 27

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advisors Asset Management held 1,550 positions worth $7.01B, up 5.9% from $6.62B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advisors Asset Management's Q4 2021 filing shows 86 new, 755 increased, 637 reduced and 64 closed positions. Its largest new stake was Douglas Elliman: 497,168 shares worth $5.45M. The largest sale was Alphabet (Google) Class A, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Miscellaneous.

  • Advisors Asset Management's largest Q4 2021 buy was Douglas Elliman: 497,168 shares worth $5.45M.
  • Advisors Asset Management added most to Block Inc in Q4 2021, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $16.4M.
  • Advisors Asset Management fully exited Guggenheim Enhanced Equity Income Fund in Q4 2021, selling an estimated $6M.
  • Advisors Asset Management's ten largest holdings make up 21% of its $7.01B portfolio in Q4 2021.
  • Advisors Asset Management opened 86 new positions and closed 64 in Q4 2021.
  • Advisors Asset Management's portfolio value rose 5.9% quarter-over-quarter to $7.01B.

Based on Advisors Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.