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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.94%
2 Financials 11.2%
3 Energy 9.29%
4 Industrials 7.43%
5 Healthcare 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
376
Ecolab
ECL
$76.3B
$3.31M 0.06%
33,545
+12,556
+60% +$1.17M
AOD
377
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$3.28M 0.06%
408,141
+345,829
+555% +$2.77M
HD icon
378
Home Depot
HD
$310B
$3.28M 0.06%
43,219
-23,466
-35% -$1.81M
HTY
379
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$3.27M 0.06%
283,861
-24,253
-8% -$296K
EOD
380
Allspring Global Dividend Opportunity Fund
EOD
$286M
$3.27M 0.06%
452,196
-55,825
-11% -$417K
BTA
381
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$3.25M 0.06%
306,249
-46,030
-13% -$480K
BRW
382
Saba Capital Income & Opportunities Fund
BRW
$324M
$3.24M 0.06%
267,224
-109,271
-29% -$1.33M
PETS icon
383
PetMed Express
PETS
$37.1M
$3.23M 0.06%
198,429
+66,425
+50% +$1.04M
MQT
384
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$3.23M 0.06%
260,589
-190,536
-42% -$2.27M
CWH.PRE
385
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$3.23M 0.06%
140,689
-51,225
-27% -$1.22M
FHY
386
DELISTED
First Trust Strategic High
FHY
$3.18M 0.06%
200,076
+7,175
+4% +$111K
DIS icon
387
Walt Disney
DIS
$180B
$3.18M 0.06%
49,313
+1,406
+3% +$90.1K
HTS
388
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.15M 0.06%
168,273
+147,959
+728% +$2.98M
SBW
389
DELISTED
Western Asset Worldwide Income
SBW
$3.14M 0.06%
249,865
-69,601
-22% -$867K
DVA icon
390
DaVita
DVA
$11.7B
$3.13M 0.06%
55,060
+1,536
+3% +$88K
DBI icon
391
Designer Brands
DBI
$265M
$3.1M 0.06%
72,738
+27,436
+61% +$1.11M
MFIN icon
392
Medallion Financial
MFIN
$278M
$3.01M 0.05%
202,458
-13,927
-6% -$204K
UTG icon
393
Reaves Utility Income Fund
UTG
$3.55B
$3.01M 0.05%
122,757
+24,115
+24% +$589K
HYT icon
394
BlackRock Corporate High Yield Fund
HYT
$1.61B
$2.99M 0.05%
254,489
-62,833
-20% -$731K
PSX icon
395
Phillips 66
PSX
$104B
$2.96M 0.05%
51,140
+398
+0.8% +$23.1K
NXG
396
NXG NextGen Infrastructure Income Fund
NXG
$420M
$2.94M 0.05%
32,402
+5,834
+22% +$552K
CXH
397
DELISTED
MFS Investment Grade Municipal Trust
CXH
$2.94M 0.05%
337,370
+195,511
+138% +$1.7M
VLT icon
398
Invesco High Income Trust II
VLT
$63.8M
$2.92M 0.05%
183,138
+19,781
+12% +$313K
CMD
399
DELISTED
Cantel Medical Corporation
CMD
$2.92M 0.05%
91,560
+11,313
+14% +$301K
HYV
400
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$2.91M 0.05%
240,029
-28,814
-11% -$343K
14 15
16
17 18

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GRP
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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.