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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+7.93%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$7.01B
AUM Growth
+$388M
Cap. Flow
-$28.9M
Cap. Flow %
-0.41%
Top 10 Hldgs %
21.32%
Holding
1,550
New
86
Increased
755
Reduced
637
Closed
64

Top Buys

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$7.66M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$6.93M
3
SHOP icon
Shopify
SHOP
+$5.9M
4
DOUG icon
Douglas Elliman
DOUG
+$5.59M
5
MRK icon
Merck
MRK
+$4.9M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.4M
2
AAPL icon
Apple
AAPL
+$14.6M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
AMZN icon
Amazon
AMZN
+$7.95M
5
META icon
Meta Platforms (Facebook)
META
+$7.37M

Sector Composition

Rank Sector Weight
1 Technology 18.88%
2 Financials 12.6%
3 Miscellaneous 10.36%
4 Communication Services 10.24%
5 Consumer Discretionary 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
326
New Mountain Finance
NMFC
$695M
$4.55M 0.06%
332,382
+22,092
+7% +$302K
TCPC icon
327
BlackRock TCP Capital
TCPC
$341M
$4.55M 0.06%
336,797
+33,292
+11% +$462K
RCL icon
328
Royal Caribbean
RCL
$70.7B
$4.53M 0.06%
58,969
+4,828
+9% +$392K
MFL
329
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$4.53M 0.06%
304,817
+22,945
+8% +$332K
ADM icon
330
Archer Daniels Midland
ADM
$40.7B
$4.52M 0.06%
66,899
-7,832
-10% -$506K
ETSY icon
331
Etsy
ETSY
$6.68B
$4.49M 0.06%
20,505
+71
+0.3% +$17.1K
NEA icon
332
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.33B
$4.49M 0.06%
287,746
-1,204
-0.4% -$18.3K
H icon
333
Hyatt Hotels
H
$15.2B
$4.48M 0.06%
46,686
+5,160
+12% +$440K
CTR
334
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$4.48M 0.06%
188,884
+69,259
+58% +$1.74M
DEO icon
335
Diageo
DEO
$48.4B
$4.47M 0.06%
20,294
+3,237
+19% +$664K
MVF
336
DELISTED
BlackRock MuniVest Fund
MVF
$4.46M 0.06%
465,633
+73,496
+19% +$696K
AFB
337
AllianceBernstein National Municipal Income Fund
AFB
$304M
$4.45M 0.06%
300,233
-1,384
-0.5% -$20.6K
DAR icon
338
Darling Ingredients
DAR
$10.6B
$4.44M 0.06%
64,016
+4,481
+8% +$326K
GSK icon
339
GSK
GSK
$97.3B
$4.43M 0.06%
80,275
+8,189
+11% +$426K
SPG icon
340
Simon Property Group
SPG
$68.6B
$4.39M 0.06%
27,484
-528
-2% -$80.6K
AZN icon
341
AstraZeneca
AZN
$248B
$4.39M 0.06%
37,690
-2,183
-5% -$257K
SMG icon
342
ScottsMiracle-Gro
SMG
$3.35B
$4.37M 0.06%
27,162
+394
+1% +$61K
BGR icon
343
BlackRock Energy and Resources Trust
BGR
$444M
$4.36M 0.06%
459,968
-17,282
-4% -$171K
BBDC icon
344
Barings BDC
BBDC
$928M
$4.36M 0.06%
395,490
+21,558
+6% +$238K
HCA icon
345
HCA Healthcare
HCA
$87B
$4.32M 0.06%
16,805
+7
+0% +$1.71K
GVA icon
346
Granite Construction
GVA
$5.29B
$4.31M 0.06%
111,446
+8,536
+8% +$339K
NZF icon
347
Nuveen Municipal Credit Income Fund
NZF
$2.33B
$4.31M 0.06%
252,106
+19,483
+8% +$330K
GLQ
348
Clough Global Equity Fund
GLQ
$149M
$4.3M 0.06%
327,075
-65,183
-17% -$955K
ESS icon
349
Essex Property Trust
ESS
$17.8B
$4.27M 0.06%
12,123
-262
-2% -$89.2K
WHF icon
350
WhiteHorse Finance
WHF
$151M
$4.27M 0.06%
275,462
+8,762
+3% +$136K
12 13
14
15 16

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WHRC
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AWA
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SWP
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Advisors Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advisors Asset Management held 1,550 positions worth $7.01B, up 5.9% from $6.62B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advisors Asset Management's Q4 2021 filing shows 86 new, 755 increased, 637 reduced and 64 closed positions. Its largest new stake was Douglas Elliman: 497,168 shares worth $5.45M. The largest sale was Alphabet (Google) Class A, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Miscellaneous.

  • Advisors Asset Management's largest Q4 2021 buy was Douglas Elliman: 497,168 shares worth $5.45M.
  • Advisors Asset Management added most to Block Inc in Q4 2021, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $16.4M.
  • Advisors Asset Management fully exited Guggenheim Enhanced Equity Income Fund in Q4 2021, selling an estimated $6M.
  • Advisors Asset Management's ten largest holdings make up 21% of its $7.01B portfolio in Q4 2021.
  • Advisors Asset Management opened 86 new positions and closed 64 in Q4 2021.
  • Advisors Asset Management's portfolio value rose 5.9% quarter-over-quarter to $7.01B.

Based on Advisors Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.