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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$7.25B
AUM Growth
+$37.6M
Cap. Flow
+$317M
Cap. Flow %
4.37%
Top 10 Hldgs %
9.11%
Holding
1,868
New
93
Increased
774
Reduced
818
Closed
95

Top Buys

Rank Stock Value
1
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$10.4M
2
CLF icon
Cleveland-Cliffs
CLF
+$10.2M
3
DRI icon
Darden Restaurants
DRI
+$9.85M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$9.82M
5
MATV icon
Mativ Holdings
MATV
+$9.82M

Top Sells

Rank Stock Value
1
PBI icon
Pitney Bowes
PBI
+$13.6M
2
ISIL
Intersil Corp
ISIL
+$11.4M
3
DD icon
DuPont de Nemours
DD
+$11.4M
4
LMT icon
Lockheed Martin
LMT
+$11.3M
5
LXK
Lexmark Intl Inc
LXK
+$10.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 24.5%
2 Financials 9.93%
3 Energy 9.8%
4 Healthcare 8.34%
5 Technology 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
226
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$8.31M 0.11%
116,849
-452
-0.4% -$33.9K
DIS icon
227
Walt Disney
DIS
$180B
$8.28M 0.11%
93,026
+5,891
+7% +$520K
AMGN icon
228
Amgen
AMGN
$212B
$8.15M 0.11%
58,018
+5,946
+11% +$776K
COO icon
229
Cooper Companies
COO
$12.4B
$8.09M 0.11%
207,704
-16,872
-8% -$664K
CMLP
230
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$8M 0.11%
352,761
-22,321
-6% -$499K
ABB
231
DELISTED
ABB Ltd
ABB
$7.99M 0.11%
356,397
+9,960
+3% +$228K
MRCC
232
DELISTED
Monroe Capital Corp
MRCC
$7.83M 0.11%
580,025
+303,465
+110% +$4.13M
CAJ
233
DELISTED
Canon, Inc.
CAJ
$7.83M 0.11%
240,109
-6,168
-3% -$204K
JTD
234
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$7.82M 0.11%
505,674
-198,354
-28% -$3.2M
ALXN
235
DELISTED
Alexion Pharmaceuticals
ALXN
$7.8M 0.11%
47,035
+1,121
+2% +$184K
JFR icon
236
Nuveen Floating Rate Income Fund
JFR
$1.23B
$7.71M 0.11%
682,746
-321,982
-32% -$3.77M
QCOM icon
237
Qualcomm
QCOM
$188B
$7.71M 0.11%
103,051
+20,416
+25% +$1.56M
BKE icon
238
Buckle
BKE
$2.1B
$7.7M 0.11%
169,713
-135,091
-44% -$6.24M
AVK
239
Advent Convertible and Income Fund
AVK
$545M
$7.69M 0.11%
455,430
-99,736
-18% -$1.82M
BP icon
240
BP
BP
$118B
$7.68M 0.11%
213,749
-3,913
-2% -$155K
ES icon
241
Eversource Energy
ES
$26.5B
$7.62M 0.11%
172,034
+6,740
+4% +$303K
SWK icon
242
Stanley Black & Decker
SWK
$13.8B
$7.59M 0.1%
85,438
+22,022
+35% +$1.97M
CSX icon
243
CSX Corp
CSX
$89.6B
$7.57M 0.1%
708,702
-141,756
-17% -$1.46M
BCF
244
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$7.57M 0.1%
+893,890
New +$8.2M
ECL icon
245
Ecolab
ECL
$76.3B
$7.55M 0.1%
65,766
+15,694
+31% +$1.77M
USA icon
246
Liberty All-Star Equity Fund
USA
$1.82B
$7.53M 0.1%
1,292,296
+270,367
+26% +$1.61M
TMO icon
247
Thermo Fisher Scientific
TMO
$224B
$7.53M 0.1%
61,836
+1,809
+3% +$220K
LLTC
248
DELISTED
Linear Technology Corp
LLTC
$7.49M 0.1%
168,696
-7,901
-4% -$359K
WHF icon
249
WhiteHorse Finance
WHF
$151M
$7.49M 0.1%
565,018
+152,737
+37% +$2.16M
BAX icon
250
Baxter International
BAX
$12.6B
$7.47M 0.1%
191,707
-8,215
-4% -$334K
8 9
10
11 12

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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advisors Asset Management held 1,868 positions worth $7.25B, up 0.52% from $7.21B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.

Advisors Asset Management deployed $317M of net new capital in Q3 2014, opening 93 new positions and adding to 774 existing holdings. Its largest new stake was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, up from 24% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Pitney Bowes, an estimated $13.6M trimmed.

  • Advisors Asset Management's largest Q3 2014 buy was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.
  • Advisors Asset Management added most to Allspring Global Dividend Opportunity Fund in Q3 2014, an estimated $10.4M increase.
  • Advisors Asset Management's biggest Q3 2014 reduction was Pitney Bowes, cutting an estimated $13.6M.
  • Advisors Asset Management fully exited Drive Shack Inc. in Q3 2014, selling an estimated $6.55M.
  • Advisors Asset Management's ten largest holdings make up 9.1% of its $7.25B portfolio in Q3 2014.
  • Advisors Asset Management opened 93 new positions and closed 95 in Q3 2014.
  • Advisors Asset Management's portfolio value rose 0.52% quarter-over-quarter to $7.25B.

Based on Advisors Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.