We are live on ! Find out more
AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.94%
2 Financials 11.2%
3 Energy 9.29%
4 Industrials 7.43%
5 Healthcare 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
226
Alphabet (Google) Class C
GOOG
$4.02T
$6.83M 0.12%
313,049
+47,256
+18% +$1.04M
AFT
227
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$6.81M 0.12%
381,531
-37,526
-9% -$703K
DHG
228
DELISTED
Deutsche High Incm Opportunities
DHG
$6.8M 0.12%
480,387
-35,571
-7% -$500K
ITW icon
229
Illinois Tool Works
ITW
$75.2B
$6.77M 0.12%
88,791
+2,468
+3% +$180K
ORAN
230
DELISTED
Orange
ORAN
$6.7M 0.12%
535,413
+85,644
+19% +$896K
OIA icon
231
Invesco Municipal Income Opportunities Trust
OIA
$286M
$6.68M 0.12%
1,055,518
+160,442
+18% +$1M
TD icon
232
Toronto Dominion Bank
TD
$195B
$6.64M 0.12%
147,514
-21,486
-13% -$913K
RNP icon
233
Cohen & Steers REIT and Preferred and Income Fund
RNP
$952M
$6.53M 0.12%
420,777
-26,108
-6% -$424K
DNI
234
DELISTED
Dividend and Income Fund
DNI
$6.51M 0.12%
453,498
+122,036
+37% +$1.92M
MDT icon
235
Medtronic
MDT
$118B
$6.48M 0.12%
121,639
-6,006
-5% -$323K
PVR
236
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$6.46M 0.11%
279,301
+21,912
+9% +$547K
RPM icon
237
RPM International
RPM
$12.7B
$6.42M 0.11%
177,292
+7,749
+5% +$270K
FSD
238
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$6.42M 0.11%
365,784
-2,136
-0.6% -$37K
WPZ
239
DELISTED
Williams Partners L.P.
WPZ
$6.41M 0.11%
140,837
+38,160
+37% +$1.69M
QQQX icon
240
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$6.27M 0.11%
390,891
-93,426
-19% -$1.52M
OLN icon
241
Olin
OLN
$1.99B
$6.26M 0.11%
271,580
-43,577
-14% -$1.03M
FIF
242
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$6.26M 0.11%
290,725
-18,867
-6% -$433K
PMO
243
Franklin Municipal Opportunities Trust
PMO
$273M
$6.13M 0.11%
561,186
-27,011
-5% -$293K
VFC icon
244
VF Corp
VFC
$5.08B
$6.1M 0.11%
130,180
+48,699
+60% +$2.25M
NMO
245
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$6.08M 0.11%
495,936
+18,973
+4% +$229K
CSX icon
246
CSX Corp
CSX
$89.6B
$6.06M 0.11%
705,840
+134,355
+24% +$1.13M
CSCO icon
247
Cisco
CSCO
$431B
$6.03M 0.11%
257,505
+59,198
+30% +$1.47M
LINE
248
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$6.03M 0.11%
232,427
-19,492
-8% -$505K
NFJ
249
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$5.97M 0.11%
354,515
-84,733
-19% -$1.46M
JRO
250
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.96M 0.11%
481,372
-175,876
-27% -$2.2M
8 9
10
11 12

Similar funds

PA
Parallel Advisors San Francisco, California $6.56B AUM 32.24% 1-Year Est. Return
GRP
Global Retirement Partners San Rafael, California $6.54B AUM
EB
Eastern Bank Boston, Massachusetts $6.53B AUM 30.05% 1-Year Est. Return
KGA
K5 Global Advisor Miami Beach, Florida $6.59B AUM
WHRC
W.H. Reaves & Co Jersey City, New Jersey $6.59B AUM 31.9% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.6B AUM 30.67% 1-Year Est. Return
SWP
Sagespring Wealth Partners Franklin, Tennessee $6.51B AUM 25.32% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.