Advisors Asset Management’s NGL Energy Partners LP 9.00% Class B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units representing limited partnership interests NGL.PRB Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-4,000	Closed	-$96K	–	1592
2019 Q1	$96K	Buy	+4,000	New	+$96K	﹤0.01%	1525