Advisors Asset Management’s KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed-to-Floating Rate Perpetual Non-Cumulative Preferred Stock, Series E KEY.PRI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-3,903	Closed	-$104K	–	1575
2019 Q1	$104K	Buy	+3,903	New	+$104K	﹤0.01%	1512