Advisors Asset Management’s JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD JPM.PRD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-18,904	Closed	-$486K	–	1573
2019 Q1	$486K	Buy	+18,904	New	+$486K	0.01%	1085